Los Angeles City Ethics Commission. March 28,2014

Transcription

1 The Honorable City Council clo Holly Wolcott, Interim City Clerk 200 North Spring Street City Hall- 3rd Floor Los Angeles CA Los Angeles City Ethics Commission March 28,2014 Re: Council File Number Appointment of Ms. Daphne Brogdon to the Central Area Planning Commission Dear Councilmembers: FOR COUNCIL CONSIDERATION Daphne Brogdon was appointed by the Mayor to the Central Area Planning Commission on March 10,2014. The Ethics Commission received Ms. Brogdon's pre-confirmation financial disclosure statement on March 24, The City's new Governmental Ethics Ordinance (GEO) went into effect on February 10, 2014, and it has changed the process for pre-confirmation filings. Nominees are still required to file financial disclosure statements within the Ethics Commission within 21 days of the date their appointments are transmitted to the City Council. However, rather than providing a report on the pre-confirmation filings that are submitted by nominees, the Ethics Cornmission is now required to provide copies of the filings, themselves, to the City Council within five business days of receiving them from nominees. In addition, a nominee's financial disclosure statement now includes both the state's Form 700 and the Ethics Commission's Form 60, which provides additional information about interests associated with restricted sources. See Los Angeles Municipal Code In compliance with the new GEO, a copy of Ms. Brogdon's financial disclosure statement is enclosed. If you have questions, please feel free to contact me at (213) Enclosures: CA Form 700 CEC Form 60 ; s~ncerely,. (\) ~~M. Shannon Prior Ethics Program Manager cc: Mayor Eric Garcetti 200 North Spring Street, Suite 2410 Los Angeles CA phone (213) fax (213) 978~1988 ethics.lacitv.org

2 CALIFORNIA FORM 700 FAIR POLlTICAL PRACTICES COMMISSION A PUBLIC PI.ase type or print In Ink, NAME OF FILER Brogdon DOCUMENT 1. Office,Agency, or Court Agency Central Area Planning Commission Division, Board, Department, District, If applicable I> If filing for multiple positions, list below or on an attachment. Pre--confirmation Statement STATEMENT OF ECONOMIC INTERESTS COVER PAGE LOS ANG!2LES CITY ErrHICf?Jg@~~N alfleie! Use Only MAR 24,2014 (UlST) (FIRST) (MIDDLE) Diana Daphne Your Position Commissioner RECEIVED Agency: Position: 2. Jurisdiction of Office (Check at least one box) o Btate o Multi-County ij] City of Los Angeles o Judge or Court Commissioner (StateWide Jurisdiction) o Countyof OOther 3. Type of Statement (Check at least on. box) o Annual: The period covered is January 1, 2013, through December 31, 2013, The period covered Is December 31, 2013,, through 'oro leaving Office: Date left (Check one) o The period covered Is January 1, 2013, through the date of leaving office, o Assuming Office: Date assumed ' o The period covered is , through the date of leaving office, ij] Pre-confirmatlon, 3/10/14 (Date appointed or reappointed) 4. ScheduleSummary Check applicable schedules or "None," Ii> Total number of pages including this cover page: Schedule A 1 - Investments - schedule attached Schedule A 2 Investments - schedule attached o Schedule B Real Properly - schedule attached O -or- 5, Verification Bl@$ ~'4&lIi1($IiR MAILINGADDRESS STR.ET CIIY (BusIness or Agency Address Recommended Public Document) DAYTiMETELEPHONENUMBER ') oo None - No reportable interests on any schedule o Schedule C Income, Loans, & Business Pomllbns - schedule atteched o Schedule D Income - Giffs - schedule attached o Schedule E Income - Gills - Travel Payments - schedule attached E MAILAOORESS(OPTIONAL) ~ STAT. ( 310 ) daphnebrogdon@gmail,com ZIP coo. 1 /2 I have used all reasonable diligence in preparing this statement. I have reviewed this statement and to the best of my knowledge the informalion contained herein and in any auached schedules Is true and complete, I acknowledge this is a public document Icertify under penalty of perjury under the laws of the Stat. of California that Oat. Signed 3 ' ltj-\-;;':;:;ji;t=u-:±r- '(monlh,~ Signature FPPC Form 700 ( ) FPPC Toll-Free Helpline:

3 SCHEDULE A-2 Investments, Income, and Assets of Business EntitieslTrusts (Ownership Interest is 10% or Greater).. 1. BUSINESS ENTITY OR TRUST coolmomllc S Ci'1~ vvtoi\ Ic",, olympic blvd.,., CA Address (Business A.ddress Ac(;l)pteble) Check one o Trust, go to 2 0 Business Entity, complete the box, then go to 2 GENERAL DESCRIPTION OF BUSINESS ACTIVITY website It!I $0 $1,999 $2,000 $10, D $10,001 $100,000 ACQUIRED DISPOSED 0$100,001 $1,000,000 DOver $1,000,000 NATURE OF INVESTMENT o Sole Proprietorship It!I Partnership 0----;:=---- I own 10 percent Other Address (Business Address Accepfable) Check one o Trust, go to 2 0 Buslness Entity, complete the box, then go to 2 GENERAL DESCRIPTION OF BUSINESS ACTIVITY 0$0 - $1,99. $100,001 ~ $1,000,000 8Over $1,000,000 NATURE OF INVESTMENT o Sole Proprietorship 0 Partnership ACQUIRED DISPOSED 0----;:::---- Other It!I $0 $499 0$500. $1,000 0$1,001 $10,000 D $10,001 $100,000 0$0. $499 D $500 $1,000 D $1,001 $10,000 D $10,001 $100, UST THE NAME OF EACH REPORTABLE SINGLE SOURCE Of income OF $10,000 OR MORE (Atweh~ SC!)~flIle$h~"l,11\eC~S~IIl)'l ~ 3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OF INCOME OF $10,000 OR MORE (Auacha S~I>M1).le~h ~I'1 nec"ss~r\'.;.. 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY Hi?LD!aX THE BUSINESS ENTITY OR TRUST Check one bpx: o INVESTMENT D REAL PROPERTY.. 4, INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD gy THE BUSJf~ESS ENTITY OR TRUST Check one box: o INVESTMENT o REAL PROPERTY of Business Entity, If Investment, ru: Assessor's Parcel Number or Street Address of Real Property of Business Entity, If Investment,,0[ Assessor's Parcel Number or Street Address of Real Property Description of Business Activity.2! City or Other Precise Location Of Real Property D $2,000 $10,000 o $10,001 $100,000 $100,001 ~ $1,000,000 Over $1,000,000 8 NATURE OF INTEREST o Property OwnershipfDeed of Trust o Stock D other o Partnership o Leasehold =-==::- vre. remaining o Check box if additional schedules reporting investments or rea! property are attached Comments:: nescrlcucn of Business Activity Q[ City or Other Precise Location of Real Property 0$10,001 - $100,000 0$100,001 $1,000,000 DOver $1,000, NATURE OF INTEREST o Property Ownership/Deed of Trust o Stock o Partnership o leasehold o Other --- Yrs, remaining o Check box If additional schedules reporting Investments or real property are attached FPPC FOlTTl700 (2011/2012) sen. A 2 FPPC Tol,Free Helpline: 866/

4 SCHEDULE A-2 Investments, Income, and Assets of Business EntitieslTrusts (Ownership interest is 10% or Greater).,. 1, BUSINESS ENTITY OR TRUST Orange and Blue LLC 1155 south longwood ave LA CA Address (Business Address Aoceptable) Check one o Trust, go to 2 iii Business Entity, complete the box, then go to 2 GENERAL DESCRIPTiON OF BUSINESS ACTIVITY restaurant services ~ $0 $1,999 0$100,001 $1,000,000 Dover $1,000,000 --,--,13 DISPOSED NATURE OF INVESTMENT o Sole Proprietorship ~ partnership 0 -;:,,- Othar my husband Is a partner '" 1, eusiness ENTITY OR TRUST Roasted Onions LLC 1155 south longwood ave LA CA Address (Business Address Acceptable) Check one o Trust, go to 2 i!l ausmees Entity, complete the box, then go to 2 GENERAl DESCRIPTION OF BUSINESS ACTNITY restaurant services ~ $0 $1,999 $10,001 $100,000 $100,001 - $1,000,000 Over $1,000,000 B NATURE OF INVESTMENT IF APPLICABLE. --'--' ACQUIRED --'--' DISPOSED ~ Sale Proprietorship 0 Partnership D-r-r-rr-r-rr-r-r-rr-r-: Other my husband's 0$0. $499 o $500 $1,000 0$1,001 $10,000 o $10,001 $100,000 ~ OVER $100,000 ~ $0 $499 o $500 " $1,000 0$1,001 $10,000 ",.3 LIST T"HE NAME OF EACH REPORTABLE SINGLE SOURCE OF INCOME OF S10,000 OR MORE (AU~ChII ~\lpm;ll\l :;h~ \,f n~ctl's:sar\'l ~ 3. usr THE NAME OF EACH REPORTABLE SINGLE SOURCE OF INCOIV1E OF $10,000 OR MORE (A\I;\~h~ :;ojp~m'"sheet,r!\ece~s~fyl... 4 INVESrM!::NTS AND INTERESTS IN REAL PROPERTY HELD BY THE BUSINESS ENTITY OR TRUST Check one box: o INVESTMENT o REAL PROPERTY... 4 INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD BY THE BUSINESS ENTITY OR rr<ust Check one box: o INVESTMENT o REAL PROPERTY of Business Entity, If Investment, Q.( Assessor's Parcel Number or Street Address of Real Property of BusIness Ent!ty, if Investment, Q[ Assessor's Parcel Number or Street Address of Real Property Description of Business Activity Q[ City or Other Precise Location of Real Property $100,001 " $1,000,000 B Over $1,000,000 NATURE OF INTEREST o Property Ownership/Deed of Trust o Stock D Partnership --'--' '--' o leasehold 0 Olher vrs. remaining o Check box if additional schedules reporting Investments or real property are attached Commenw~' Descripllon of BUsiness Activity 2t City or Other Precise Location of Real Property $2,000 $10,000 $10,001 $100,000 o $100,001 $1,000,000 DOver $1,000,000 --'--' '--' NATURE OF INTEREST o Property Ownership/Deed of Trust o S,ock o Partnership o Leasehold 0 Other Yrs. remaining o Check box If additional schedules reporting Investments or real property are attached FPPC Form 700 ( ) Soh. A 2 FPPC TolI Free Helpline:

5 SCHEDULE C Income, Loans, & Business Positions (Other than Gifts and Travel Payments) CALIFORNIA FORM 700 FAIR POl.ITICAL PRACTICES COMMISSION Daphne Brogdon INCOME RECEIVED.. 1. INCOME RECEIVED NAME OF SOURCE OF INCOME Orange and Blue LLC ADD~ES$ (Business Address Acceptable) 1155 South Longwood Ave NAME OF SOURCE OF INCOME ADDRESS (Business Address Acceptable) BUSINESS ACTIVITY, IF ANY, OF SOURCE restaurant services Marketing and Biz dev manager BUSINESS ACTIVITY, IF ANY, OF SOURCE GROSS INCOME RECEIVED 0$500. $1,000 0 $1,001 $10,000 Ii!$10,001 $100,000 0 OVER $100,000 CONSIDERATION FOR WHICH INCOME WAS RECEIVED Ii] Salary 0 Spouse's or registered domestic partner's income o Loan repayment 0 Partnership o Sale of =====::-::::-:- (Real property, C8r, boet, eto.) o Commission or o Renta! Income, list each source of $10,000 or more o omer -;;:== (Ocscribe) GROSS INCOME RECEIVED $1,000 0 $1,001 $10,000 o $10,001 $100,000 0 OVER $100,000 CONSIDERATION FOR WHICH INCOME WAS RECEIVED o Salary D Spouse's or registered domest1o partner's income o Loan repayment 0 Parmeretup o Sale of -----,;======:-- (Real prclperty, car, boat, etc.) o Commission or o Rental Income, Jisteach souxe of $10,000 or more o Other --,;;== (Describe) IIr- 2 LOANS RECEIVED OR OUTSTANDING DURING THE REPORTING PERIOD * You are not required to report loans from commercial lending institutions, or any indebtedness created as part of a retail installment or credit card transaction, made in the lender's regular course of business on terms available to members of the public without regard to your official status. Personal loans and loans received not in a lender's regular course of business must be disclosed as follows: NAME OF LENDER' INTEREST RATE TERM (MonthsiYears) ADDRESS (8usiness Address Acceptable) BUSINESS ACTIVITY, IF ANY, OF LENDER HIGHEST BALANCE DURING REPORTING PERIOD 0$500. $1,000 0$1,001 $10,000 o $10,001. $100,000 -'% o None SECURITY FOR LOAN o None 0 Personal residence o Real Property --..:===- Streetadd~ o Ouarentor City o Other ==:--- (DeSCribe) Comments: FPPC Form 700 ( ) sen FPPC TolI Free Helpline: IT2 C

6 SCHEDULE C Income, Loans, & Business Positions (Other than Gifts and Travel Payments) CALIFORNIA FORM 700 FAlR»OLlTJCAl PRACTICES COMMISSION, INCOME RECEIVED,., 1. INCOME RECEIVED NAME OF SOURCE OF INCOME '.e.- ADDRESS Busfness Address Acceptable) ;;2 '1 St>. L q b/e '" Av9--. BUSINESS ACTIVI1Y, IF ANY, OF SOURCE [ e.:;;-ra c-r 0> t= fi1~ / ~-e-hhj GROSS INCOME RECEIVED 0$500. $1,000 0 $1, ,000,@S10, ,000 0 OVER $100,000 NAME OF SOURCE CQP't1 OF INCOME ADDRESS ( siness Address Acceptable) CZY SO. L«keR 4d2 BUSINESS ACTIVI1Y, IF ANY, OF SOURCE C2 ' XdrJiJile. (Lef GROSS INCOME RECEIVED 0$500 - $1,000 0 $1,001 $10,000,.f3os10,001 $100,000 0 OVER $100,000 /.? ~1 Ittdf'7 CONSIDERATION FOR WHICH INCOME WAS RECEIVED 8'"satary 0 Spouse's or registered domestic partner's Income o loan repayment o PartnerShip o Sale of ===::-:::-;::-::;-:= o commtsstcn (Real prop&rly, car, boat, etc.) or o Rental Income, list efich source of $10,000 or more CONSIDERATION FOR WHICH INCOME WAS RECEIVED asarary 0 Spouse's or registered domestic partner's Income D Loan repayment 0 partnership o Sale of ===::-:::::-;:::;-:= (Real properly, 001; boat, eto.) o Commission or o Rental Income, list eaoh eooee of $10,000 Of more o Olher -,,== 0 Olher ,,==- (Describe) (DeSctib9), i.iw:##f,;.:;j,!ii.ifz.qi.!i 'ill.i!!im.li.i!ii.4#*.). ~I.o.J., el/l.j.<?i I~.lgIlil11/i13i * You are not required to report loans from commercial lending institutions, or any indebtedness created as part of a retail installment or credit card transaction, made in the lender's regular course of business on terms available to members of the public without regard to your official status, Personal loans and loans received not in a lender's regular course of business must be disolosed as follows: NAME OF LENDER" INTEREST RATE TERM (MonlhslVea,.) ADDRESS (Business Address Acceptable) BUSINESS ACTIVI1Y, IF ANY, OF LENDER HIGHEST BALANCE DURING REPORTING PERIOD 0$500 $1,000 o $1,001 $10,000,% 0 None SECURI1Y FOR LOAN D None 0 Personal residence OReal Property -..,===:::- o Guarantor Street sddtr:lss o Otner -;;==- (DeScribe) Gity Comments: FPPC Form 700 ( ) Soh. C FPPC TolI Free Helpline: 866/

7 SCHEDULE B Interests in Real Property (Including Rental Income) CALIFORNIA FORM 700 FAIR POLITICAl. PRACTICES COMMISSION Daphne Brogdon ~ ASSESSOR'S PARCELNUMBER OR STREETADDRESS CITY Los Angeles, CA90019 FAIRMARKET VALUE. 0 $2,000 - $10,000 ~ 1ii!J1;10,001- $100,000 '( ~100,001 - $1,000,000 ~ ver $1,000,000 NATUREOF INTEREST iii Ownership/Deed of Trust o Leasehold -::--:= o Easement Yrs.. remaloing Other IF RENTAL PROPERTY,GROSS INCOME RECEIVED 0$0 - $499 0 $500 - $1,000 0 $1,001 - $10,000 0$10,001 - $100,000 0 OVER $100,000 SOURCES OF RENTAlINCCME: If you own a 10% or greater interest, list the name of each tenant that is a single source of income of $10,000 or more. ~~~~~.. ASSESSOR'S PARCELNUMBEROR STREETADDRESS CITY o $2,000 - $10,000 o $10,001 - $100,000 0$100,001 - $1,000,000 Dover $1,000,000 NATUREOF INTEREST o OwnershIp/Deed of Trust o teasehotd ~ o Easement Yrs, remaining 0--:::---- Other IF RENTALPROPERTY,GROSS INCOME RECEIVED 0$0 - $499 0 $500 - $1,000 0 $1,001 - $10,000 o $10,001 $100,000 0 OVER $100,000 SOURCES OF RENTAL INCOME: If you own a 10% or greater interest, list the name of each tenant that Is a single source of income of $10,000 or more. * You are not required to report loans from commercial lending institutions made in the lender's regular course of business on terms available to members of the public without regard to your official status. Personal loans and loans received not in a lender's regular course of business must be disclosed as follows: NAME OF LENDER" il& ADDRESS (Business Address Acceptable) BUSINESSACTIVITY,IF ANY, OF LENDER BUSINESSACTIVITY, IF ANY. OF LENDER TRATE % 0 None TERM ~ (MonthsfYears) INTEREST RATE % o Non. TERM (MonthsNears) HIGHEST BALANCE DURING REPORTING PERIOD 0$500. $1,000 0 $1,001 - $10,000 o $10,001 $100,000!l OVER $100,000 o Guarantor, if applicable HIGHEST BALANCE DURING REPORTING PERIOD 0$500 - $1,000 0 $ $10,000 o $10,001. $100,000 0 OVER $100,000 o Guarantor, If apphcable Commenm: FPPC Fonn 700 (2011/2012) sen 6 FPPC Toll-Free Helpline:

8 !.os JlNG!:lf,S errv lffhics COMMISSION :I'j~~~:(!\j,, ~....,:.... :;:n':,(a}:;nic..:.:~...,r..i.a',$.. :...."':~.....~.;'1:s..~F..~. ~.:: r..o:j':s'i:.;u~. ~..... e.fj :..'..... ~f1.)c.. t ai~~.;.i.:,'.'i.';;...' ,, , ~{C '.:.... i..11.e..9.~.,.2a. :...A:.. ;......F..,.. :9.'... O......O... o.',.. r : i'i) rflj v. PI, vi!'.." ~ &~TfV"..'...'. '..~.'...i} ;"": fisj;;riii:itm 'jjqji.,y".''''> o.'..i. An).:..,. 9.:.. 7P,~,. ~1.ty.l '. Elected City officials, general managers and chief administrative officers of CIty agencies, members of City boards and commissions, and individuals nominated to positions subject to City Counal approval must file tills form In conjunctton wltiltile state Form 700. Pleaserefer to tile af:tl1chedinstructtons for additional Information. r!lol1ginal Filing DAmended Filing {original flied on J Total Pagesl k I~!~:~. Midd~1Brogdon, Daphne AgenCYI Central LA Area Planning Commission Phone: ~---" IPosition: Commissioner. t ; :'.... Type of Statement: Ii2l Pre-confirmation o Assuming Office o Annual o Leaving Office Dateof nomination: ~ /.!2.../20~ First day In position: //20~ //20~ through December31,20~ Lastday In office: // 20~ I had the following interests associated with restricted sources during this reporting period: o 1. REAL PROPERTY The following Interest In real property was leasedfrom or to, co-owned by, purchasedfrom, or sold to a restricted source. of restricted source: Addressor assessor'sparcel number of real property: Interest co-owned/purchased/soldby/leased by or to: o Me 0My spouse/registereddomestlc partner omy dependent child Interest was: 0 Leased 0 Co-owned 0 Purchased(date: //20) 0 Sold (date: 1/20 ) Nature of Interest: 0OOther: Ownership/Deedor Trust OEasement 0Leasehold(years remalnlng:---j Value of Interest: 0 $2,000-$10,000 0 $10,001-$100,000 0$100,001-$1,000,000 DOver $1,000,000 Do you have additional real property intereststo report? 0 No DYes, and additional pagesare attached. o 2. INVESTMENTS The following Investments(other than real property) were co-owned by, purchasedfrom, or sold to a restricted source. of restricted source: of investment: Nature of investment: ostock 0Partnership oother Investment co-owned/purchased/soldby: 0 Me 0 My spouse/registereddomesticpartner 0 My dependentchild Investmentwas: 0 Co-owned opurchased(date: //20) OSold (date: //20) Value of Investment: 0$2,000-$10,000 0 $10,OOl~$100,OOO0 $100,001--$1,000,0000 Over $1,000,000 Do you have additional investmentsto report? ONo DYes, and additional pagesare attached. February 2014 Los Angeles Municipal Code , 49,5,9, Page 1 of2

9 ;:II ' itf:w~wn~~1!\ie.n,.... '..;...., ~.....,' , n a.. '..:... n... ' i.. ~.:...R......, " '.. o,... d... ṡ. :...:' n~.... :.c. ' \.:.. m.' :'.8..:..:....n.. :.... l.i...,...., r(.\iii.2..~.:. ~.I. )A.:.9.~..7.~.. :.p..., ; :... 4,:.th...A.... F.9.'.OO O...O. r.~ :.... i,.:. '..... fl......pu,.."'!'. '..; ~.., r.v.....,f!!f...,...,. ~.. l.., ~.'.n....t...,'fj,..,.,'s...(;..... ~.... ft..' e. su...,., ;.o..,.l '."..... '..... '.a e ~.....6, '. '. \,i\.\?;t:;i:o~qi:m,rs()i};..i;'( ); 03. INCOME The following incomewas receivedfrom a restricted source. of restricted source: Businessactivity of source: Your businessposition: Income receivedby: 0 Me 0 My spouse/registereddomestic partner 0 My dependent child Value of income: 0 $500-$1,000 0$1,001-$10,000 0$10,001-$100,000 oover $100,000 Income was: 0 salary/commission 0 Loan repayment 0 RentalIncome 0 Saleof -,-",-.= o other: Do you have additional Incometo report? ONo OYes, and additional pagesare attached. (e.g., car, boat, etc.).i;. t.... \. 04. GIFTS The following gifts cumulatively valued at $50 or more were receivedfrom a restricted source. of restricted source:, Businessactivity of source: Gifts receivedby: 0 Me 0 My spouse/registereddomestic partner 0 My dependent child Dates received: 1 /20 ; / /20 Valueof gifts: Descrlptlonofglfts: Do you have additional gifts to report? 0No 0Yes, and additional pagesare attached. o 5. BOARD POSmONS The following position was held on the board of a restricted source. Positiontitle: of restricted source: Positionheld by: 0 Me 0 My spouse/registereddomesticpartner 0 My dependent child Do you have additional positionsto report? 0 No 0Yes,and additional pagesare attached. Js;(6. NO INTERESTS I had no reportable interests In real property, investments, Income,gifts, or board positions associatedwith restricted sourcesduring this reporting period. Certification 1 declare under penalty of peljury under the laws of information in this form is true and complete. 2z-!q 1V\ Date February 2014 Los Angeles Municipal Code , 49.5,9, Page2of2