Agnes Lucia Neher. 06/ /2013 Visiting Scholar at the School of Management at the University of St. Andrews, St. Andrews, UK

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1 CV Agnes Lucia Neher *17 th of December 1984 Höhenweg 1, CH-8824 Schönenberg ZH Phone: +41 (0) Mobile: +41 (0) Secondary Education 2003 A-Levels (Latin, Economics, Maths, German) Ampleforth College, Ampleforth, UK Internat Schule Schloss Salem, Salem, Carl-von-Linde-Gymnasium, Kempten, Wittelsbacher Grundschule, Kempten, University Education 06/ /2013 Visiting Scholar at the School of Management at the Since 06/2010 PhD in Financial Ethics at the Chair of Catholic Theology and Business Ethics of Professor Schramm at the University of Hohenheim, Stuttgart, 09/ /2011 Master of Philosophy of Social Sciences at the London School of Economics and Political Science, London, UK 09/2009 Diplom: Graduate Economist 04/ /2009 Diploma-thesis with the topic The role of state by Adam Smith an ethical perspective 09/ /2009 Studies of Economics at the Faculté des Hautes Etudes Commerciales, Lausanne, Switzerland 07/2006 Vordiplom 1

2 10/ /2009 Studies of Economics at Eberhard-Karls-Universität Tübingen, Tübingen, 10/ /2004 Studium Generale at Leibniz Kolleg, Tübingen, Professional Experience Since 10/2015 Sustainability Manager, Bank J. Safra Sarasin, Zurich, Switzerland 02/ /2015 Business Analyst, Detecon Schweiz AG, Zurich, Switzerland 10/2014 Teaching the course Sustainable Finance at the Duale Hochschule Baden-Württemberg, Karlsruhe, 06/2014 Research Partner of RI Reporting Awards 2014, RI Europe 2014, London, UK 12/2013 Teaching the course Sustainable Finance at the Duale Hochschule Baden-Württemberg, Karlsruhe, 06/2013 Research Partner of RI Reporting Awards 2013, RI Europe 2013, London, UK Since 05/2013 Founding Vice President, Responsible Finance Research Charity, UK 09/ /2013 Project Manager, Centre for Responsible Banking and Finance, St. Andrews, UK Extracurricular Activities Since 10/2014 Reader at Catholic Church, Schönenberg ZH, Switzerland 07/ /2014 Vice President, Rotaract-Club Schwarzwald-Baar, 07/2013 Chief Organizer, ESG Finance Week 2013, 05/2013 Organizer & host, Global MSCI ESG Leadership Forum ESG integration across asset classes, 2013, London, UK 07/2013 Organizer, ESG Finance Week 2012, 01/ /2014 Social work at Soup kitchen, Oberndorf a.n., 07/ /2013 President, Scholar Group of the Konrad Adenauer Foundation, Tübingen, 2

3 11/ /2014 Reader at St. Michael s Church, Oberndorf a.n., 07/ /2012 Organizer, UN PRI Academic & German Networks Conference 2012, Deutsche Bank, Frankfurt a.m., Gerrmany 01/ /2011 Project manager, The Smart-Mugs-Project at the London School of Economics and Political Science, London, UK 10/ /2011 Officer for financial matters, von Hayek-Society at the London School of Economics and Political Sciences, London, UK 06/2006 Organizer, study day of the Department of Protestant Theology at the University of Tübingen (Topic: Globalization as a challenge for the economical ethics), Tübingen, 10/ /2006 Officer for financial matters, Market Team, Tübingen, Distinctions 09/ /2014 Graduate scholar of the Konrad Adenauer Foundation, 05/2013 Successful application for the 43 rd St. Gallen Symposium 'Rewarding Courage, St. Gallen, Switzerland Since 09/2011 Distinct scholar of the Promotionskolleg Soziale Marktwirtschaft of the Konrad Adenauer Foundation, 2003 Successful participation at the Bank of England challenge Target 2.5, UK 2003 Bamford Business Prize at Ampleforth College, UK 2001 Award for distinct school achievements, Schule Schloß Salem, 3

4 Publications Regulatory and legislative environment and development (forthcoming). In: Swiss Sustainable Finance Toolkit. ESG Risks and Responsible Investment in Financial Markets (2015). Hochschulschriften. Metropolis Verlag, Marburg. Routledge Handbook for Responsible Investment (2015). Ed. with James P. Hawley, Tessa Hebb, Andreas Hoepner and David Wood, Routledge, Oxford/New York, The Responsible Investment Market in Austria, and Switzerland (2015). In: The Routledge Handbook for Responsible Investment. Operationalizing Socially Responsible Investment: A non-financial fiduciary duty problem (2014). With Ralf Barkemayer, Frank Figge,Tobias Hahn, Andreas Hoepner and Andrea Liesen. In: Cambridge Handbook of Institutional investment and Fiduciary Duty. Sovereign Debt and Sustainable Culture Indicators (2013). With Andreas G.F. Hoepner. ssrn working paper, Is Social Responsible Investment truly ethical? A moral evaluation of the main mechanisms in the Social Responsible Investment-market (2012). Hohenheimer Working Papers zur Wirtschafts- und Unternehmensethik No. 11. Ethische Geldanlagen. Die Guten ins Portfolio (2010). e-fellows.net, Presentations/Panels 11/2015 Moderation Plenary Panel Debate Low Carbon Investment: Emerging Trends And Strategies, TBLI Conference, Zurich, CH 09/2014 Presentation ESG Risks and Responsible Investment in Financial Markets, Forschungsgruppe Ethisch-Ökologisches Rating, Berlin, DE 06/2014 Presentation Methodology and Process of the RI Reporting Awards 2014, RI Europe Conference 2014, London, UK 11/2013 Plenary Panel Debate RI Quarterly Plenary Panel: ESG integration in practice, PRI Academic Networks Conference 2013, Groupe Caisse des Dépôts, Paris, France 11/2013 Presentation Sovereign Debt and Sustainable Culture Indicators, PRI Academic Networks Conference 2013, Groupe Caisse des Dépôts, Paris, France 4

5 09/2013 Presentation Sovereign Debt and Sustainable Development, SEEK-Workshop, ZEW Mannheim, 09/2013 Presentation Sovereign Debt and Sustainability Culture Indicators, Norsif Breakfast Seminar, Oslo, Norway 07/2013 Presentation ESG Country Ratings and Risk Premiums of Sovereigns, ESA-Conference, University of St. Andrews, UK 06/2013 Presentation Pension Fund ESG Reporting: The state of art, ESG Finance Lab 2013, University of St. Andrews, UK 06/2013 Plenary Panel Debate Asset owners and ESG reporting. Talking the talk and walking the walk, RI Europe Conference 2013, London, UK 12/2012 Plenary Panel Debate What did we learn? New perspectives on how financial markets become more sustainable?, UN PRI Academic & German Networks Conference 2012, Deutsche Bank, Frankfurt a.m., 10/2012 Presentation The need for a concept for more transparency on the European Social Responsible Investment-market, PRI CBERN Academic Network Conference 2012, Toronto, Canada 10/2012 Presentation Responsible Investment and Compromising Alpha, Responsible Investment Forum for Institutional Investors 2012, Stock Exchange Zürich, Switzerland Schönenberg ZH, the 20 th of December 2015 Agnes L. Neher 5