11 October Holdings Limited Statement setting out the capital structure, results private placement and sell down, and escrow arrangements The following information is provided by Holdings Limited (NZX: PPL ASX: PPL) (the Company) for release to ASX. Placement and Sell Down On 3 October, the Company entered into an Offer Management (OMA) with Ord Minnett Limited (Lead Manager) in relation to a private placement new fully paid ordinary shares (Shares) (Placement) and an associated sale existing Shares by certain existing Shareholders (Sell Down), in each case to institutional and exempt investors. Following completion the Placement and Sell Down: (a) (b) the Company has issued an aggregate 19,138,756 new Shares at a price AU$2.09 per Share; and existing shareholders have sold an aggregate 6,901,047 existing Shares at a price AU$2.09 per Share. Capital Structure There are currently 250,318,071 fully paid ordinary Shares on issue, following the completion the Placement. 355,514 restricted share units in (RSUs) have been issued USA-based s. The RSUs are a conditional contractual entitlement to be issued Shares upon vesting, and form part the remuneration package certain s based in the USA. Up to 355,514 Shares may be issued to holders RSUs upon vesting the RSUs. There are no other classes securities currently on issue. Escrow arrangements As at the date this notice, the aggregate number Shares subject pursuant to voluntary escrow arrangements and the company Share Incentive Scheme is 151,134,516 Shares, which is approximately 60.377% the Shares on issue following the completion the Placement. Details the escrow arrangements are set out below:
Name(s) trustee the SIS for the benefit certain ) 110,060 0.044% Clause 7.1 30 2019 rules the to date trustee the SIS for the benefit certain ) 22,020 0.009% Clause 7.1 2019 rules the to date trustee the SIS for the benefit certain ) 109,528 0.044% Clause 7.1 30 2018 rules the
Name(s) to date trustee the SIS for the benefit certain ) 525,245 0.210% Clause 7.1 2018 rules the to date Alexander Ernest Houghton 122,948 0.049% Investor dated 11 Befora Family Trust 819,672 0.327% Investor dated 1
Name(s) FNZ Custodians Limited 410,652 0.164% Investor dated 29 Sutton Group Holdings Limited 819,672 0.327% Investor dated 11 The East Street Trust 174,044 0.070% Investor dated 17 The Upland Business Trust 1,065,572 0.426% Investor dated 30 August Christopher Peter Huljich, Constance Maria Huljich & Elizabeth Anne Ferguson 230,544 0.092% Investor dated 29 Christopher & Banks Private Equity V Limited 3,621,912 1.447% Investor dated 29
Name(s) Graham John Shaw & Delwyn Joy Shaw 409,836 0.164% Investor dated 10 David Leo Hickey 103,100 0.041% Agency with October Noah John Hickey & Susannah Rose Hickey & Hayman Trustees Limited <Hickey Family A/C> 248,544 0.099% Agency with October Rex Macdonald 200,000 0.080% Agency with October Shannon Trustee Company Ltd & Ruth Shannon & Ross Shannon <Shannon Family A/C> 3,736,209 1.493% Agency with October Troy Arden Pollock 195,732 0.078% Agency with
Name(s) October trustee the SIS for the benefit certain ) 992,396 0.396% Clause 7.1 30 rules the to date DDS Trustee Services Limited 29,712,148 11.870% Escrow deed Eliot Barry Crowther, Dorette Crowther & Crowther Trustee Limited 27,918,976 11.153% Escrow deed dated 25 Douglas David Kemsley, Linda Tanu Kemsley & Michael John Roberts 14,000,000 5.593% Escrow deed dated 23
Name(s) Graham John Shaw 95,584 0.038% Escrow deed Graham John Shaw & Delwyn Joy Shaw 903,896 0.525% Escrow deed Christopher & Banks Private Equity V Limited 50,593,660 20.212% Escrow deed Christopher Peter Huljich & Colin Gordon Powell 8,371,924 3.345% Escrow deed Christopher Peter Huljich, Constance Maria Huljich & Elizabeth Anne Ferguson 3,769,268 1.506% Escrow deed
Name(s) Huljich Family Trust Nominees Limited 1,082,124 0.432% Escrow deed William Norman Birnie, Nicole Marie Way & Christopher Peter Huljich 107,140 0.043% Escrow deed trustee the SIS for the benefit certain ) 581,538 0.232% Clause 7.1 rules the to date trustee the SIS for the benefit 80,572 0.032% Clause 7.1 30 Although the date has
Name(s) certain ) passed, legal title to the shares to are yet to be transferred to Total number PPH shares subject to 151,134,516 60.377%