Fee Accountant RFP 4.9.18: Fee Accountant Publication of Request: April 9, 2018 at 8:00am Submission of Response Deadline: May 9, 2018 at 5:00pm Fort Wayne Housing Authority 7315 Hanna Street, Fort Wayne, IN 46816 www.fwha.org
1 Fort Wayne Housing Authority RFP 4.9.18: Fee Accountant The Housing Authority of The City of Fort Wayne Indiana requests proposals from qualified applicants to provide computerized fee accounting services for its 3099 units of Housing Choice Vouchers, 754 units of Low Rent Public Housing, 9 Conventional Units, Administrative Building, Child Care Center, 52 Tax Credits units and related grant programs, along with any future development projects. The successful applicant will enter into a two (2) year contract with an option to renew for three (3) 1- year extensions with the FWHA. The successful applicant will also provide the following services to the Housing Authority in accordance with the monthly and annual accounting cycles: 1. Assist with documents required for the public housing operating fund and subsidy calculation (HUD-52723, 52722). Prepare PHAS financial Internet submissions. All documents may or may not include one revision. 2. Assist in completing the close out for the fiscal year (06/30), to include but not limited to the final trail balances, balance sheet, reconciliation of Inter-fund and cash accounts, transmission of the Financial Data Schedule (FDS) to REAC; 3. Assist in preparing a separate PHA budget for the HUD-assisted program, based on HUD prescribed categories, and assure that expenditures do not exceed the approved budget. Prepare and submit any other financial forms and reports as required by HUD Monitor. 4. Make recommendations to accounting staff and provide clarification on pertinent financial matters relative to Executive Director and or Board members. The successful applicant will also be available as needed to answer questions an auditor may have regarding the financial records of the PHA; Fee accounting must be in accordance with Generally Accepted Accounting Principles (GAAP), SAS 112 and reporting provisions of applicable HUD guidelines for Low Income Housing Programs for use in auditing purposes and the Single Audit Act. The fee accountant must also have a working knowledge of the OMB A-133. The Housing Authority hereby invites qualified firms/individuals to submit proposals for the above referenced services. Proposals should demonstrate qualifications for work to be performed. In evaluating the proposals, the Housing Authority will use the following criteria and points system: 1
2 Fort Wayne Housing Authority RFP 4.9.18: Fee Accountant a. Professional qualifications and evidence of the offeror s ability to perform the work, as indicated by profiles of principals and staff. (35 points) b. Capability to provide professional services in a timely manner. (15 points) c. Demonstrated knowledge of Housing Authority s needs, relevant HUD, Tax Credit, Mixed Financing requirements, and working experience with other agencies with similar components. (20 points) d. Cost for monthly fee accounting services. (30 points) In the proposal, the offeror should supply the following information (not all inclusive): Qualifications/Experience of the firm Qualifications/Experience of the individual(s) in charge of performing the services Professional References Cost for Services Cost for Additional Related Services (if applicable) Payment Schedule Evidence that the accounting firm is registered in Indiana Evidence of professional insurance policies carried by the firm Submit a completed FORM HUD-5369-C, Certifications and Representations of Offerors Non-Construction Contract (HUD see Attachment). Submit a self-certified statement on company s letterhead for non-debarment, suspension, or prohibition from professional practice by any Federal, State, or Local Agency. The statement shall read: "This is to certify that (Firm s Name) involved with this work, is not debarred, suspended, or otherwise prohibited from contracting by any Federal, State, or Local Agency." Submit a self-certified statement, that this work will be top priority within the firm, and will be completed in an efficient and prompt manner: This is to certify that, (Firm s Name) will make the work to be performed under this Agreement top priority and will complete the work in an efficient and prompt manner. The Housing Authority of The City of Fort Wayne Indiana reserves the right to waive any minor informality in any proposal when these actions appear to be in the Authority s best interest, cancel the RFP, reject any or all proposals, make an award based solely on the proposals, or to negotiate further with one or more offerors. The Housing Authority also reserves the right to reject the proposal of any offeror who has previously failed to perform satisfactorily, or has failed to complete on time, a contract or contracts of a similar nature. The Authority also reserves the right to select the proposal designed to deliver the most favorable overall 2
3 Fort Wayne Housing Authority RFP 4.9.18: Fee Accountant impact upon the agency and the right to ask questions of the offerors, interview offerors, or negotiate the services and price before awarding the contract. All offerors shall provide a signed statement ensuring that no Member of Congress, employee of the U.S. Government, employee or relative of the Fort Wayne Housing Authority, has an interest, either direct or indirect, in this project, as proposed. The award will be made without regard to race, color, religion, gender, age, mental or physical disability (or history thereof), marital or family status, beliefs, and national origin. 1 original and 3 copies of the Statement of Proposals and the attendant form must be submitted by 5 p.m. on May 9, 2018. Please note fax or email proposals will not be accepted. All proposals must be submitted to the address below: ATTENTION: RFP for Fee Accountant Services Carolyn M. Nichter, Director of Finance Housing Authority of the City of Fort Wayne Indiana 7315 Hanna Street Fort Wayne, Indiana 46816 TENTATIVE SCHEDULE FOR SELECTION AND AWARD 1. Public Advertisement: April 9, 2018. 2. Responses due May 9, 2018. 3. Proposals reviewed by Housing Authority of The City of Fort Wayne Review Panel 4. The Housing Authority of The City of Fort Wayne Board of Commissioners will select the firm at the regular meeting tentatively scheduled to be held on June 12, 2018. 3
4 Fort Wayne Housing Authority RFP 4.9.18: Fee Accountant FWHA s RESERVATION OF RIGHTS: Definitions: Respondent Company or individual responding to the RFP Contractor Company or individual who is awarded the contract FWHA reserves the right to: 1. FWHA reserves the right to reject any or all Responses, to waive any informality in the RFP process, or to terminate the RFP process at any time, if deemed by the FWHA to be in its best interests. 2. FWHA reserves the right not to award a contract pursuant to this RFP. 3. FWHA reserves the right to terminate a contract awarded pursuant to this RFP, at any time for its convenience upon fourteen (14) days written notice to the successful Respondent(s). 4. FWHA reserves the right to determine the days, hours and locations that the successful Respondent(s) shall provide the services called for in this RFP. 5. FWHA reserves the right to retain all Responses submitted and not permit withdrawal for a period of sixty (60) days subsequent to the deadline for receiving Responses without the written consent of the FWHA Contract Administrator (CA). 6. FWHA reserves the right to negotiate the fees proposed by the Respondent entity. If such negotiations are not, in the opinion of FWHA s CA, successfully concluded within a reasonable timeframe as determined by FWHA, FWHA shall retain the right to end such negotiations. 7. FWHA reserves the right to reject and not consider any Response that does not meet the requirements of this RFP, including but not necessarily limited to incomplete Responses and/or Responses offering alternate or non-requested services. 8. FWHA shall have no obligation to compensate any Respondent for any costs incurred in responding to this RFP. 9. FWHA shall reserve the right to at any time during the RFP or contract process to prohibit any further participation by a respondent or reject any Response submitted that does not conform to any of the requirements detailed herein. Each prospective respondent further agrees that he/she will inform FWHA s CA in writing within five (5) days of the discovery of any item that is issued thereafter by FWHA that he/she feels needs to be addressed. Failure to abide by this timeframe shall relieve FWHA, but not the prospective respondent, of any responsibility pertaining to such issue. 10. FWHA reserves the right, prior to award, to revise, change, alter or amend any of the instructions, terms, conditions, and/or specifications identified within the RFP documents issued, within any attachment or drawing, or within any addenda issued. 4
5 Fort Wayne Housing Authority RFP 4.9.18: Fee Accountant All addenda will be posted on FWHA s website www.fwha.org under Business Opportunities. Such changes that are issued before the Response submission deadline shall be binding upon all prospective respondents. 11. In the case of rejection of all Responses, FWHA reserves the right to advertise for new Responses or to proceed to do the work otherwise, if in the judgment of FWHA, the best interest of FWHA will be promoted. 12. FWHA reserves the right to, without any liability; cancel the award of any Response(s) at any time before the execution of the contract documents by all parties. 13. FWHA reserves the right to reduce or increase estimated or actual quantities in whatever amount necessary without prejudice or liability to FWHA, if: 13.1 Funding is not available, 13.2 Legal restrictions are placed upon the expenditure of monies for this category of service or supplies; or, 13.3 FWHA s requirements in good faith change after award of the contract. 14. FWHA reserves the right to make an award to more than one respondent based on ratings and to award with or without negotiations or a Best and Final Offer (BAFO). 15. FWHA reserves the right to require additional information from all respondents to determine level of responsibility. Such information shall be submitted in the form required by FWHA within two (2) days of written request. 16. FWHA reserves the right to amend the contract any time prior to contract execution. 17. FWHA reserves the right to require the Contractor to keep accurate timesheets for all employees assigned to perform any project, task, or assignment resulting from this RFP and any resulting contract. 18. FWHA reserves the right to contact any individuals, entities, or organizations that have had a business relationship with the respondent regardless of their inclusion in the reference section of the Response submittal. 19. In the event any resulting contract is breached, prematurely terminated or cancelled due to non- performance and/or withdrawal by the Contractor, FWHA reserves the right to seek monetary restitution (to include but not limited to withholding of monies owed) from the Contractor to cover costs for interim services and/or cover the difference of a higher cost (difference between existing Contracted rate and new Contract rate) beginning the date of Contractor s termination, breach and/or cancellation through the contract expiration date. 20. FWHA reserves the right to require the Contractor to replace any employee, subcontractor, or other individuals and/or entities, found to be unacceptable, performing work under any contract resulting from this RFP. Replacement shall occur within two (2) days of notification by FWHA. 21. FWHA must maintain appropriate records (payrolls, work orders, job descriptions, training program materials and apprentice/trainee registrations and any other data related to the employment and utilization of maintenance laborers and mechanics) 5
6 Fort Wayne Housing Authority RFP 4.9.18: Fee Accountant which must be preserved for no less than three years or until resolution of any dispute. Employers under contract to FWHA to provide maintenance work must submit to FWHA their original employment records as described above or agree to retain the original employment records for three years or until resolution of any dispute subject to this solicitation. 6