THE PLACE TO SHOP BROADWAY PLAZA

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G E N E R A L I N F O R M AT I O N C R I T E R I A THE PLACE TO SHOP BROADWAY PLAZA

BROADWAY PLAZA ADDENDUM LOG June, 2014 Criteria Manual Created August, 2015 Addition of 2nd Tenant Coordinator (gi11) Required Contractors List updated (gi12) September, 2015 Updated Wiring/Cable Contractor for Buildings 1-5 (gi 12) February, 2016 Updated Wiring/Cable contact for Buildings 1-5 (gi12) Addition in Contact Directory of Telephone contact (gi11) April, 2016 Pulled Building C2 out of the Type III-A construction and placing it on a line by itself calling it Build ing C2-B construction.(gi13) March, 2017 Added Working Environment Language (gi13) Removed one of the TCs information (gi11) April, 2017 Working Environment language amended (gi13) Previous Telephone contact information removed (gi11) Communications Services information note added (gi12) Added Low Voltage contact information (gi11) June, 2017 Updated Layout January, 2018 Updated Required Contractors (gi12) December, 2016 Updated Awnings and Roofing information in Required Contractors (gi12) February, 2017 New BP Photo page (gi1) gi2

ARROWHEAD BROADWAY TOWNE CENTER PLAZA TABLE OF CONTENTS Executive Summry gi4 PLEASE VISIT WWW.MACERICH.COM TO VIEW PLAN SUBMITTAL & APPROVAL PROCEDURES and CONTRACTOR RULES & REGULATIONS Broadway Plaza Redevelopment Mission Statement Vicinity Map, Site Plan Center Views Contact Directory Mall Required Contractors Building Type & Code Information Glossary Condition of Premises Field Conditions Tenant s Work Defined Landlord s Work Defined gi5 gi6 gi7-gi8 gi9-gi10 gi11-gi12 gi13-gi14 gi15 gi16 gi17 gi18 gi19 gi20 gi3

EXECUTIVE SUMMARY ARROWHEAD BROADWAY TOWNE CENTER PLAZA PLEASE VISIT WWW.MACERICH.COM TO VIEW PLAN SUBMITTAL & APPROVAL PROCEDURES and CONTRACTOR RULES & REGULATIONS This document creates an exemption to the City of Walnut Creek Design Review process and, together with the Broadway Plaza Design Guidelines, establishes an administrative review process to allow Planning Department staff review and approval of proposed exterior improvements or modifications at Broadway Plaza as defined herein. This will result in a streamlined approval process. Review periods may be as short as over-thecounter or up to 72 hours for complicated applications. Applications subject to this document that are rejected by City staff may be appealed by submittal via the traditional City Design Review procedures. This document establishes the design standards and requirements that will be used by City staff to review and approve proposed exterior improvements and modifications. The Landlord and tenant will also use this document as a guide for generating the design of proposed exterior changes. The Landlord shall be required to review and approve all proposed modifications for consistency with this document prior to such modifications being submitted for staff review. Submission to the Building Department for permit approval is still required via the City s established process. The criteria herein are not intended to contradict any code requirements that may govern this project. It is the responsibility of Tenant architects, engineers and contractors to verify and comply with all applicable codes. This document is an appendix to the Broadway Plaza Design Guidelines, and it is the responsibility of each tenant to familiarize themselves with the contents of the Broadway Plaza Design Guidelines. gi4

BROADWAY PLAZA REDEVELOPMENT ARROWHEAD BROADWAY TOWNE CENTER PLAZA PLEASE VISIT WWW.MACERICH.COM TO VIEW PLAN SUBMITTAL & APPROVAL PROCEDURES and CONTRACTOR RULES & REGULATIONS Broadway Plaza is a well-loved and successful retail destination within the East Bay, and is located in the heart of downtown Walnut Creek, one of Northern California s most thriving communities. The approximately 800,000 sq. ft. shopping center currently consists of about 90 or so specialty shops, services, restaurants and cafes, and is anchored by Nordstrom, Macy s and Neiman Marcus. The Project Site has an open-air format with more than two dozen in-line and free-standing buildings of various sizes, with associated parking structures, pedestrian walkways and landscaping. The current proposal is to add a phased net increase of up to 300,000 gross square feet of retail space. This would include the demolition and reconstruction of approximately 200,000 square feet of retail space, demolition of approximately 40,000 square feet of unusable basement space that will not be replaced, and interior and exterior architectural improvements to the rest of the shopping center. The renovation proposal would result in up to 1,100,000 total gross square feet of retail uses in Broadway Plaza. gi5

MISSION STATEMENT The retail environment is primarily influenced by two factors: 1) Overall setting (Mall common areas); and 2) Individual components (Tenant façades and storefronts). Both affect the perception of Broadway Plaza as a prime retail establishment. Generally, storefront design styles are the provenance of the Tenant. The Landlord provides input towards the full development of the design concept, promotes compatibility with adjacent Tenants and common areas and insures compliance with design criteria. Criteria applicable to specific areas in the Mall specify certain requirements such as the extent of vertical and horizontal projections, the use of three-dimensional form and proper material use. These criteria are intended to provide a basis for all storefronts to present merchandise in an exciting, promotional fashion. BROADWAY PLAZA All areas exposed to public view are subject to a thorough design review and approval process by the Landlord. Tenants must address storefront and interior design, materials, colors, signage and lighting. Additionally, specific architectural criteria, applicable to various locations in the Mall, must be met. These criteria act as a guide for the design of all work by Tenants in conjunction with the provisions of the Tenant s lease with the Landlord. Furthermore, these criteria are subject to revision by the Landlord and the Landlord s interpretation of these criteria is final and governing. All Tenants should refer to the Technical Criteria for electrical, mechanical, plumbing and life safety information. Tenants are encouraged to express their own unique design statement within the parameters of the design criteria as outlined in this manual. The design criteria calls for a three-dimensional storefront that carries into the store sales area and is expressive of the merchandise sold. National and regional standard storefront concepts are respected to the extent that they meet the design criteria. However, Tenants should be aware that some concept modifications might be necessary to comply with the Center criteria. The same is true for proposed designs that are overly similar to a neighboring Tenant s storefront design. We wish to make the Mall as diverse and interesting as possible and enable each Tenant to make a singular statement with their design. Storefront elements shall de-emphasize linear or boxy forms by the use of recesses, angles, curves, gables and material changes in both vertical and horizontal views. gi6

VICINITY MAP ARROWHEAD BROADWAY TOWNE CENTER PLAZA Mall Address: 1275 Broadway Plaza Walnut Creek, CA 94596 Phone: (925) 939-7601 Mall Hours: Monday - Saturday: 10:00 AM to 9:00 PM Sunday: - 11:00 AM to 6.00 PM gi7

CENTER PLAN BROADWAY PLAZA SITE gi8

CENTER VIEWS BROADWAY PLAZA gi9

CENTER VIEWS BROADWAY PLAZA gi10

CONTACT DIRECTORY ARROWHEAD BROADWAY TOWNE CENTER PLAZA Landlord/Owner: The Macerich Company 401 Wilshire Blvd., Suite 700 Santa Monica, CA 90401 (310) 394-6000 Phone Tenant Coordinator: Katie Prokop Tenant Coordination Macerich 11411 N. Tatum Blvd Phoenix, AZ 85028 Phone: (602) 953-6433 Fax: (602) 953-6499 katie.prokop@macerich.com UTILITIES/SERVICE Electric/Gas PG&E Concord Service Center 1030 Detroit Ave Concord, CA 94518 (800) 743-5000 Phone Water East Bay Municipal Water District 375 11th Street Oakland, CA 94607 (866) 403-2683 Phone Waste Management 2658 N Main Street Walnut Creek, CA 94597 (925) 935-8900 Phone CITY AGENCIES: Building & Safety Community Development Dept. 1666 N. Main Street Walnut Creek, CA 94596 (925) 943-5834 Phone Business License Division 1666 N. Main St Walnut Creek, CA 94596 (925) 943-5821 Phone COUNTY AGENCIES: Contra Costa County Health Services Public Health 1111 Ward Martinez, CA 94553 (925) 946-1501 Phone http://www.cchealth.org Contra Costa County Flood Control Mario Consolacion mcons@pw.cccounty.us (925) 313-2287 Phone Central Contra Costa Sanitary District 5019 Imhoff Place Martinez, CA 94553 (925) 228-9500 Phone Contra Costa Environmental Health 2120 Diamond Blvd Suite 200 Concord, CA 94520 (925) 692-2500 Phone (925) 692-2502 Fax FIRE DEPARTMENT: Contra Costa County Fire Protection District Administrative Office 2010 Geary Road Pleasant Hill, CA 94523 (925) 757-1303 Phone (925) 941-3300 Fax ARCHITECT Field Paoli Architects 150 California Street 7th Floor San Francisco, CA 94111 Raul Anziani, Project Manager jra@fieldpaoli.com (415) 788-6606 Phone (415) 788-6650 Fax CIVIL ENGINEER Kimley-Horn & Associates, Inc. 1300 Clay Street, Suite 325 Oakland, CA 94607 Felicia Dean felicia.dean@kimley-horn.com (510) 350-0216 Phone gi11

CONTACT DIRECTORY ARROWHEAD BROADWAY TOWNE CENTER PLAZA Landlord/Owner: The Macerich Company 401 Wilshire Blvd., Suite 700 Santa Monica, CA 90401 (310) 394-6000 Phone Tenant Coordinator: Katie Prokop Tenant Coordination Macerich 11411 N. Tatum Blvd Phoenix, AZ 85028 Phone: (602) 953-6433 Fax: (602) 953-6499 katie.prokop@macerich.com LANDSCAPE ARCHITECT Studio Outside 824 Exposition Ave, Suite 5 Dallas, TX 75226 Bill Millsap, Principal bmillsap@studiooutside.us (214) 954-7160 Phone (214) 871-1507 Fax STRUCTURAL ENGINEER KPFF Consulting Engineers 221 Main Street, Suite 800 San Francisco, CA 94105 Blake Dilsworth, Principal blake.dilsworth@kpff-sf.com (415) 495-3700 Phone (415) 989-1552 Fax MECHANICAL & PLUMBING Mechanical Design Studio, Inc. 1801 Oakland Blvd, Suite 110 Walnut Creek, CA 94596 Dorel Anghel, Principal dorel.anghel@mds-sf.com (925) 210-0100 Phone (925) 210-0144 Fax ELECTRICAL O Mahony & Myer 4340 Redwood Highway Suite 245 San Rafael, CA 94903 Paul Carey, Principal pcarey@ommconsulting.com (415) 492-0420 Phone gi12

MALL REQUIRED CONTRACTORS ARROWHEAD BROADWAY TOWNE CENTER PLAZA NOTE: Landlord reserves the right to require the Tenant to use certain contractors for specific types of construction. This list will be updated from time to time. Please verify your contractors with the Operations Manager during the pre-construction meeting. Buildings C1, C2, D1, D2, E1, E2 AWINGS Stefan Craig SUNSHADE AWNING (925) 685-7167 Phone stefan@sunshadeawning.com FIRE SPRINKLER Bolls Fire & Safety, Inc 4554 Contractors Place Livermore, CA 94551 jbolls@bollsfire.com (925) 548-5251 Phone (925) 960-0655 Fax ROOFING Alcal Specialty Contracting, Inc Mark McAtee mark.mcatee@paccoast.com (510) 477-9380 Phone TRASH HAULING Sustainable Solutions Group, LLC 101 Harmony Lake Dr. Canton, GA 30115 (877) 296-7898 Phone OR Greenhalo Systems Dean Rodatos (888) 525-1301 Phone dean@greenhalosystems.com VOICE & DATA SERVICES Wiring & Cabling (Phone & network runs from demark to space) Ed Aznavorian Granite GRID (617) 605-5907 Cell (617) 745-5165 Phone VOLTAGE Rob Norton Granite Services (781) 884-5545 Phone rnorton@granitenet.com ELECTRICAL ENGINEER (must approve all electrical drawings) Zieger Engineers Oscar Louie, P.E. (510) 452-9391 Phone oscar@zeigerengineers.com gi13

MALL REQUIRED CONTRACTORS ARROWHEAD BROADWAY TOWNE CENTER PLAZA Buildings 1, 2, 3, 4, 5, 6, 7 FIRE SPRINKLER Allied Fire Protection Tim Jausoro (510) 533-5516 Phone tjausoro@alliedfire.com FIRE ALARM Siemens Kevin Waxman (510) 760-3279 Cell (510) 731-3089 Phone Kevin.waxman@siemens.com ROOFING Alcal Specialty Contracting, Inc Mark McAtee (510) 477-9380 mark.mcatee@paccoast.com VOICE & DATA SERVICES Wiring & Cable contact (Buildings 1-5) (Phone & network runs from demark to space) Nick Renaccio Granite GRID (617) 837-5394 Office nrenaccio@granitenet.com LOW VOLTAGE Rob Norton Granite Services (781) 884-5545 rnorton@granitenet.com ELECTRICAL ENGINEER (main breaker installation and final termination in LL gear) OTI Jason Dewar (925) 948-8482 Phone (510) 368-1312 Cell jason.dewar@otipro.com gi14

BUILDING CODE INFORMATION ARROWHEAD BROADWAY TOWNE CENTER PLAZA NOTE: It is the sole responsibility of the Tenant s Architect, Engineer(s) and Contractor(s) to comply with all applicable federal, state, local codes and ordinances for their occupancy type. NOTE: Prior to the commencement of construction, building and other permits shall be obtained by Tenant and posted in a prominent place within the premises. All Tenant improvements must comply with governing building codes in effect at the time the application for the building permit is submitted. The Tenant is required to determine the jurisdiction and comply with all applicable code requirements. The Tenant shall secure their own building permits. All Tenants involved in food sales or service shall submit plans for review and approval by the local health department. BUILDING TYPE: Multi-level regional shopping center of approximately 800,000 square feet of Gross Leasable Area. OCCUPANCY TYPE: Mercantile CLASSIFICATION: Open-air center buildings with the following construction types: Buildings 1, 2, 4, 5, 6, 7 = type II-B construction Buildings C1, D1, D2, E1, E2 = Type III-A construction Building C2 = Type III-B construction Building 3 = Type I-B construction unless noted otherwise, with mercantile, business, assembly and storage occupancies. BUILDING CODE INFORMATION: The following is a general reference list of applicable codes. It is the sole responsibility of the Tenant s Architect, Engineer(s) and Contractor(s) to comply with all applicable federal, state, local codes and ordinances for their occupancy type. APPLICABLE CODES: Currently adopted edition of the 2010 California Building Code as amended and adopted by Walnut Creek. WORKING ENVIRONMENT: In conjunction with compliance with the Labor Contracts provision in the Lease, Tenant, at Tenant s sole cost and expense, must ensure the following based on the square footage of the Premises: Premises Size Requirement 2,500-49,999 square feet* Tenant s general contractor must be a signatory to the Carpenters Master Agreement for Northern California ( CMANC ) in effect at the time of commencement of construction at the Premises. 1,500 2,499 square feet* All sub-contractors used for any carpentry trade work (framing, drywall, millwork, etc.) must be signatories to the Carpenters Master Agreement for Northern California ( CMANC ) in effect at the time of commencement of construction at the Premises. Under 1,500 square feet No specific additional requirement. *If Tenant is unable to identify a qualified contractor or qualified sub-contractor, to timely and competently perform Tenant s required work, and satisfy the Tenant s obligation above, then Tenant shall contact the Northern California Carpenters Regional Council and its affiliated Local Unions (Jay Bradshaw or his successor) and request the names of five or more qualified signatory general contractors or qualified signatory sub-contractors, as may be applicable, to bid on the Tenant s Work. Should Tenant contact at least five of the provided qualified signatory contractors and/or qualified signatory sub-contractors and not obtain three competitive bids then Tenant may be relieved of its obligations above if it provides Landlord with reasonable proof of such contacts and inability to obtain such competitive bids. gi15

GLOSSARY COMMON AREA Any and all areas within the Mall, which are not leasable to a Tenant including public areas, service corridors, etc. DEMISING WALLS Common wall between individual Tenant spaces. The wall shall extend from the floor slab to the underside of the roof deck (This does not apply in every case). The demising walls are to maintain a one (1) or two (2) hour fire rating dependent upon the Tenant use and the governing codes. DESIGN CONTROL AREA DCA /DISPLAY AREA The DCA (Design Control Area) is all areas within the neutral frame and lease lines and areas designated for Tenant s storefront and sign locations. The DCA is measured from the leaseline or pop out/projected storefront, to a specific distance beyond the innermost point of closure POC of the premises and extends the full width and height of the Tenant s premises. The Tenant is responsible for the design, construction and all costs for work within the DCA. This area has been defined more explicitly in the Architectural Design portion of the Tenant Criteria. HAZARDOUS MATERIALS Any substance that by virtue of its composition or capabilities, is likely to be harmful, injurious or lethal. For example: asbestos, flammables, PCB s, radioactive materials, paints, cleaning supplies, etc. LEASE LINE Line establishing the limit of the leasable space. The Premises with all the Floor Area (GLA) provided in the Lease, including the pop out zone. Dimensions of the Tenant premises are determined in the following manner: A. Between Tenants: center line of demising wall. B. At exterior wall: to outside face of exterior wall. C. At corridor(s), stairwells, etc.: to corridor or stairwell side of wall. D. At service or equipment rooms: to service or equipment room side of wall. E. Neutral pier(s) are NOT subtracted from floor area. F. No deduction to the GLA shall be made for any ducts, shafts, conduits, columns or the like within the lease space unless such items exceed one percent (1%) of the GLA in which case the premises shall be subject to a remeasure at the Tenant s sole cost. LEASE OUTLINE DIAGRAM LOD At the Landlord s sole discretion, a Lease Outline Diagram (LOD) may be provided. The LOD shall show the legal extent of the Tenant premises as defined the Tenant Lease and shall include the Pop out Zone areas noted in these criteria. The Landlord makes no warranty as to the accuracy of anything shown or represented on the LOD and such information whether shown or not is the responsibility of the Tenant to field verify. NEUTRAL PIERS/NEUTRAL STRIP A uniform frame separating the Tenant s storefront, which may or may not be provided by the Landlord. POINT OF CLOSURE POC A real or imaginary demarcation such as the center line of the Glass or any Entry Door(s) in their fully closed position. RECESSED STOREFRONT Any portion of the storefront located behind the lease line, the area between the lease line, the point of closure (POC) and the storefront shall be considered part of the design control area. SERVICE CORRIDORS A part of the common area used primarily for deliveries, employee entrance and fire exits for the Tenant space and generally not used by the public. gi16

CONDITION OF PREMISES BROADWAY PLAZA Upon the Delivery Date, Tenant shall accept delivery of the premises in an As Is condition and With All Faults and Landlord shall have no obligation to improve, remodel, alter or otherwise modify or prepare the premises for Tenant s occupancy except to the extent otherwise expressly stated in the Lease Documents. Tenant hereby represents each of the following: 1. Tenant or its authorized representative has inspected the premises and has made all inquiries, tests and studies that it deems necessary in connection with its leasing of the premises. 2. Tenant is relying solely on Tenant s own inspection, inquiries, tests and studies conducted in connection with and Tenant s own judgment with respect to, the condition of the premises and Tenant s leasing thereof. 3. Tenant is leasing the premises without any representations or warranties, express, implied or statutory by Landlord, Landlord s agents, brokers, finders, consultants, counsel, employees, officers, directors, shareholders, partners, trustees or beneficiaries. 4. The Work to be completed by Landlord, Landlord s Work under the Tenant Lease shall be limited to that described in the foregoing sections. 5. All other items of work not provided for herein, to be completed by Landlord, shall be provided by the Tenant at Tenant s expense and is herein referred to as Tenant s Work. gi17

FIELD CONDITIONS BROADWAY PLAZA 1. Tenant is required to inspect, verify and coordinate all field conditions pertaining to the premises from the time prior to the start of its store design work and the commencement of its construction. Any adjustments to the work arising from field conditions not apparent on drawings and other building documents shall receive written approval of Landlord prior to start of construction. 2. Immediately following the installation by Landlord of metal stud framing defining the premises, the Tenant shall verify the accuracy of said installation and shall immediately advise Landlord of any discrepancies. Failure to so notify Landlord shall be deemed as acceptance by Tenant of said installation and layout. 3. Landlord shall have the right to locate, both vertically and horizontally, utility lines, air ducts, flues, drains, clean outs, sprinkler mains and valves, and such other equipment including access panels for same, within the premises. 4. Landlord s right to locate equipment within the premises shall include the equipment required by other Tenants. Landlord shall also have the right to locate mechanical and other equipment on the roof over the premises. gi18

TENANT S WORK DEFINED BROADWAY PLAZA Mercury/PCB Containing Materials Potential Mercury containing devices include thermometers, thermostats/ switches, light bulbs and some batteries. Potential PCB-containing items include: caulk in concrete joints, doors and windows, light ballasts, transformers, etc. fluorescent light tubes, exit signs, air conditioning units, and Freon-containing refrigeration systems. Light fixtures should be visually inspected, prior to disposal, to determine the presence of PCBs. If PCB and/or Mercury containing materials are found to be present, the General Contractor shall have these items removed and properly disposed of by a licensed contractor. The removal of PCB and/or Mercury containing materials shall be performed according to federal or California law and regulations, including but not limited to the toxic substances control act or the PCBs regulation at 40 CFD part 761, and EPA regulations, 40 CFD 761. Tenant s Work means all work of improvement to be undertaken upon the Premises (excluding Landlord s Work, if any), including, without limitation, all related documents, permits, licenses, fees and costs, all of which shall be at the sole cost and expense of Tenant. Tenant s Work shall include, without limitation, the purchase, installation and performance of the following: 1. Engaging the services of a licensed architect ( Tenant s Architect ) to prepare the Preliminary Documents, Construction Documents and the As-Built Documents. 2. Preparation of originals and copies of the Preliminary Documents, Construction Documents and As-Built Documents. 3. Fees for plan review by Landlord and local governmental authorities. 4. Such other improvements as Landlord shall require per the Lease to bring the Premises into first-class condition based upon Landlord s reasonable standards of appearance, materials, specifications, design criteria and Landlord Approved Final Plans for the Center, as well as that part of the Center in which the Premises are located. gi19

LANDLORD S WORK DEFINED BROADWAY PLAZA General Landlord s Work Defined. Landlord s Work means the work, if any, which Landlord is expressly obligated to undertake in accordance with the Lease. Landlord shall have no obligation to improve, remodel, alter or otherwise modify or prepare the Premises for Tenant s occupancy. Center Landlord or its predecessor-in-interest has constructed the Center, and the Building and other improvements upon the Center (exclusive of improvements constructed by or on behalf of each present and prior Occupant of the Center). Tenant has inspected the Center, the Building, the utilities, the types, quantities and qualities of the Utilities and the other systems and Tenant has found the same to be suitable, sufficient and in acceptable condition for the purpose of Tenant conducting the Permitted Use upon the Premises. Landlord shall have no obligation to undertake any work or furnish any additional materials upon any part of the Center or provide any additional utilities or other systems for the benefit of the Premises. For the purpose of all Tenant Criteria Manuals, all references to Preliminary/Construction Plans are considered the same as Preliminary/Construction Documents. gi20