Registrations Removed

-! 95 Registrations Removed! SECURITIES DEALERS!" Date Address Jul 2002 Mr AU Kim Fung AAI313 Room 1501, AON China Building, 29 Queen's Road Central, Mr BYE Ferris Charles AAD800 33/F Jardine House, 1 Connaught Place, Central, Mr CHAN Kin Fung, Phil ADM459 Suite 1101, 1120-1122 Two Pacific Place, 88 Queensway, Mr CHAN Sai Ping, Ricky ACE690 1511-12 The Center, 99 Queen's Road Central, Mr CHAN Siu Keung AAD023 Room 905, Shui On Centre, 6-8 Harbour Road, Wanchai, Mr CHAN Tai Wai, David AAC495 1301-3 & 1306 Unicorn Trade Centre, 127-131 Des Voeux Road Central, Mr CHAU Cheuk Wah ABS419 3202 Office Tower Convention Plaza, 1 Harbour Road, Wanchai, Mr CHEUNG Ka Li ACP951 Unit 902, AON China Building, 29 Queen's Road Central, Mr CHEUNG Kok Leung ABA553 607 Melbourne Plaza, 33 Queen's Road Central, Ms CHIA Bee Yong ABS048 Suite 3601, 36/F Cheung Kong Centre, 2 Queen's Road Central, Mr DING Shaw-Tzeng AFE147 Suite 1101, 1120-1122 Two Pacific Place, 88 Queensway, Mr ENDO Hideaki AEV257 Mr FERGUSON Anthony John AGM844 18/F One International Finance Centre, 1 Harbour View Street, Central, 17/F Citic Tower, 1 Tim Mei Avenue, Central, Mr FUNG Hing Sheung AAC056 1601-5, 16/F Wing Shan Tower, 173 Des Voeux Road Central, Central, Mr GRAF Thomas AEY644 4011-12 Jardine House, 1 Connaught Place, Central, Mr HUI Chiu Chung AAB312 Suite 3601, 36/F, Cheung Kong Center, 2 Queen's Road Central,!" 2002

96 Bulletin Board - Registrations Removed SECURITIES DEALERS!" Date Address Jul 2002 Mr KOO Benson Kwok-kee AEK462 704 Tai Sang Bank Building, 130-132 Des Voeux Road Central, Mr LAM Chun Ngok ABA552 607 Melbourne Plaza, 33 Queen's Road Central, Mr LIN Sching Lih ADV343 Level 38, One Pacific Place, 88 Queensway, Ms LIN Susan Shui Shien ACD720 68/F Cheung Kong Center, 2 Queen's Road Central, Mr LOWE Evans Carrera AAB426 37A Bank of China Tower, 1 Garden Road, Central, Ms MAK Lai Ling, Ada AAJ497 17/F Asia Pacific Finance Tower, 3 Garden Road, Central, Mr MOGHE Jay AFU978 Mr PARK Jun Heum AFD966 27/F Cheung Kong Center, 2 Queen's Road Central, Suite 1618, Jardine House, 1 Connaught Place, Central, Mr POON Chiu Kwok AET865 42/F Jardine House, 1 Connaught Place, Central, Mr REICHENBACH Peter AFB791 Mr RIGBY Simon John AEO842 Mr RO Yo Seph AEK479 4011-12 Jardine House, 1 Connaught Place, Central, 19/F Two Exchange Square, 8 Connaught Place, Central, Suites 2203-04, St. George's Building, 2 Ice House Street, Central, Ms SO Wai Yin, Irene AAB434 37A Bank of China Tower, 1 Garden Road, Central, Mr SZE Tsai Ping, Michael AAV280 27/F Asia Pacific Finance Tower, Citibank Plaza, 3 Garden Road, Central, Ms TAM Yuk Ching, Jenny ABF438 4/F Henley Building, 5 Queen's Road Central, Mr TSUI Wa Sang AGN548 12/F, 83 Des Voeux Road Central, Mr TUNG George Shiu Yung ADZ055 Room 1112 New World Tower, 18 Queen's Road Central, Mr TUNG Henry AAC175 Room 1112 New World Tower, 18 Queen's Road Central, Mr WONG Kit Ho AFY144 Suite 703, 1063 King's Road, Quarry Bay, SFC QUARTERLY BULLETIN AUTUMN 2002

-! 97 SECURITIES DEALERS!" Date Address Aug 2002 Mr WONG Leung Wan AAC485 Flat A & B, 5/F, Wing Yee Comm Building, 3-7 Wing Kut Street, Central, Ms WOO PONG Wai Fun! AAE115 607 Melbourne Plaza, 33 Queen's Road Central, Ms AU Suet Ping, Judy ABY831 Unit A, 14/F, Two Chinachem Plaza, 68 Connaught Road Central, Mr CHAN King Tat, Albert AAC115 19/F Far East Finance Centre, 16 Harcourt Road, Ms CRADDOCK Julie Anne ABN312 Mr FLYNN Geoffrey Anthony Paul ADO998 45/F, Two Exchange Square, 8 Connaught Place, Central, 1508 Two Exchange Square, 8 Connaught Place, Central, Mr FOK Ming Fuk ABP775 2/F, 88 Lockhart Road, Wanchai, Mr FUJINUMA Shigeru ABS921 32/F Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Mr HASEGAWA Andrew Raymond AEY863 3108 Two Exchange Square, 8 Connaught Place, Central, Mr HO Cho Hing, Franco AAE421 5/F Hutchison House, 10 Harcourt Road, Central, Mr HUEN Wing Ming, Patrick AAD147 17/F Guangdong Investment Tower, 148 Connaught Road Central, Mr KWAN Pok Tat ABP958 Suite 1101, 1120-1122 Two Pacific Place, 88 Queensway, Ms KWOK Angela Wai Yee ACM703 Room 1205-1206 Regent Centre, 88 Queen's Road Central, Mr LEE Deng Charng ACZ539 3208-9 & 36/F Cosco Tower, Grand Millennium Plaza, 183 Queen's Road Central, Mr LEE Po Wing AAC494 Room 1205-1206 Regent Centre, 88 Queen's Road Central, Mr LEUNG Man Tat AFQ229 4001-3 Tower 2, Lippo Centre, 89 Queensway, Central, Mr LIAO Chuen-Yun AGJ933 Suite 1101, 1120-1122 Two Pacific Place, 88 Queensway, Mr LIU Chi Ming, Eric AAF427 Flat A & B, 5/F, Wing Yee Comm Building, 3-7 Wing Kut Street, Central,!" 2002

98 Bulletin Board - Registrations Removed SECURITIES DEALERS!" Date Address Aug 2002 Mr LO King Yan ACO545 12/F Asia Financial Centre, 120 Des Voeux Road Central, Mr LOO Kwok Wing AAV946 36/F Asia Pacific Finance Tower, Citibank Plaza, 3 Garden Road, Central, Mr LUI Hing Yip, Andy AAE573 1302B Fairmont House, 8 Cotton Tree Drive, Central, Mr MA Tor Fuk, Dick AAH269 20/F Henley Building, 5 Queen's Road Central, Mr MAKI Takeshi AEP604 Unit 3702, Tower 1, Lippo Centre, 89 Queensway, Mr NAM Kie Yul ABY792 Suite 1610-1613 Jardine House, 1 Connaught Place, Central, Mr PAREKH Nitin Bhikhu ADN925 Mr PARK Hyun Kuk AGH368 15/F Citibank Tower, 3 Garden Road, Central, Suite 1610-1613, Jardine House, 1 Connaught Place, Central, Mr PAU Sze Fat, Alan AAP362 28/F, Bank of China Tower, 1 Garden Road, Central, Mr SUGIYAMA Takeshi AAD741 18/F One International Finance Centre, 1 Harbour View Street, Central, Mr TAM Kin Kam AAF044 2/F House, 17-19 Wellington Street, Central, Mr TSANG Tak Chiu, Terence AEU860 17/F Asia Pacific Finance Tower, 3 Garden Road, Central, Mr TSOI Kap ADN448 Unit 6503 The Center, 99 Queen's Road Central, Mr WAN Ka Cheong ABH093 20/F G.D. Real Estate Tower, 143 Connaught Road Central, Mr WU Chun Hei, Wilson AAB271 1702-3 Kwangtung Provincial Bank Building, 409-415 Hennessy Road, Wanchai, Mr WU I Kwei, Daniel ABU360 3403-3407 Edinburgh Tower, 15 Queen's Road Central, Mr XU Mingshe AEP352 42/F Jardine House, 1 Connaught Place, Central, Mr YU Shijie ADX149 Room 1205-1206 Regent Centre, 88 Queen's Road Central, Mr ZHANG Weidong AFD981 42/F, Jardine House, 1 Connaught Place, Central, SFC QUARTERLY BULLETIN AUTUMN 2002

-! 99 SECURITIES DEALERS!" Date Address Sep 2002 Mr CHAU Pui Yan AAF622 21/F Low Block, Grand Millenium Plaza, 181 Queen's Road Central, Mr CHENG Tsan Lung, Pierre AAU879 2612-3A One International Finance Centre, 1 Harbour View Street, Central, Ms DIXEY LAU Hang Mei, Dorothy 19/F Far East Finance Centre, 16 Harcourt Road, AAD412 Mr HENG Hian Mok AAB598 8/F New World Tower I, 18 Queen's Road Central, Mr KANUK Alan Robert ACP566 39/F, One International Finance Centre, 1 Harbour View Street, Central, Mr LAU Ming Chan AAF699 21/F Low Block, Grand Millenium Plaza, 181 Queen's Road Central, Mr LEE Kin Wai ACI631 Suites 1309-1310 Prince's Building, 10 Chater Road, Central, Mr MONFRONT Regis Jean Paul ADO042 43/F One Exchange Square, 8 Connaught Place, Central, Ms NG Ka Pik, Betty AAJ686 8/F, Dorset House, Taikoo Place, 979 King's Road, Quarry Bay, Mr PARK Byung Moon AFB294 613-4 One International Finance Centre, 1 Harbour View Street, Central, Mr TAM Shiu Hon AAB273 5-6/F Malahon Centre, 10-12 Stanley Street, Central, Mr TANG Chi Hong AAF883 Suite 703, 1063 King's Road, Quarry Bay, Mr YAM David ACJ708 10/F New World Tower II, 18 Queen's Road Central,!" 2002

100 Bulletin Board - Registrations Removed SECURITIES DEALERS!" Corporation Date Corporation Address Jul 2002 HSBC Republic Securities () Limited Level 37 HSBC Main Building, 1 Queen's Road Central, ABE642 Lee Wai Securities Limited Room 2104A, Admiralty Centre Tower I,!"#$% ACT740 18 Harcourt Road, Liberty Pacific Direct Investments Limited AFR383 33/F Jardine House, 1 Connaught Place, Central, Aug 2002 Gottardo Asset Management (H.K.) Limited 4011-12 Jardine House, 1 Connaught Place,!"#$%&'()*+,- AEY643 Central, MITSUI SUMITOMO INSURANCE Asset Management () Limited!"#$%&'()*+,-./ AAK014 Unit 3702, Tower 1 Lippo Centre, 89 Queensway, Sep 2002 2cube Securities Limited c/o J.P. Morgan!"#$%&' AFK573 48/F One Exchange Square, 8 Connaught Place, Central, A-trade.com (HK) Limited AFP700 12/F Asia Financial Centre, 120 Des Voeux Road Central, Grand Fortune Securities & Investment 13/F Guangdong Investment Tower, Company Limited!"#$%&' 148 Connaught Road Central, ABP540 Kokusai Securities () Limited 18/F One International Finance Centre,!( )! AAD756 1 Harbour View Street, Central, SFC QUARTERLY BULLETIN AUTUMN 2002

-! 101 INVESTMENT ADVISERS! Date Address Jul 2002 Ms CHEUNG Wai Fun, Fanny ADE609 3/F St. John's Building, 33 Garden Road, Central, Ms CHIANG Lily ABA415 2201-2206 Worldwide House, 19 Des Voeux Road Central, Mr CHIU Bruce ABZ912 2104 Two Exchange Square, 8 Connaught Place, Central, Mr CHIU Ying Man, Stanley ACE768 602 Dina House, 11Duddell Street, Central, Mr DICKSON Charles Henry ABV213 1202 Tung Wah Mansion, 199-203 Hennessy Road, Wanchai, Mr DING Shaw-Tzeng AFE147 Suite 1101, 1120-1122 Two Pacific Place, 88 Queensway, Mr ENDO Hideaki AEV257 Mr GRAF Thomas AEY644 18/F One International Finance Centre, 1 Harbour View Street, Central, 4011-12 Jardine House, 1 Connaught Place, Central, Mr HUI Chiu Chung AAB312 3601 Cheung Kong Center, 2 Queen's Road Central, Mr KOH Choy ACF185 3/F St. John's Building, 33 Garden Road, Central, Mr LEE Tze Hau, Michael AAB360 Unit B 19/F Entertainment Building, 30 Queen's Road Central, Mr LO Kin Ching, Joseph AFB646 21/F, Wing On Centre, 111 Connaught Road Central, Mr LUK Kin Yu, Peter AAG959 14/F One Pacific Place, 88 Queensway, Admiralty, Mr LUK Man Wa, Caesar AAV934 22/F, Entertainment Building, 30 Queen's Road Central, Mr LYNCH Philip ACP539 Level 38, One Pacific Place, 88 Queensway, Mr NG Michael Chiu Ho ADA727 Suite 601, 701-4A Asia Pacific Finance, Tower Citibank Plaza, 3 Garden Road, Mr PARK Jun Heum AFD966 Mr REICHENBACH Peter AFB791 Mr RIGBY Simon John AEO842 Suite 1618, Jardine House 1 Connaught Place, Central, 4011-12 Jardine House, 1 Connaught Place, Central, 19/F Two Exchange Square, 8 Connaught Place, Central,!" 2002

102 Bulletin Board - Registrations Removed INVESTMENT ADVISERS! Date Address Jul 2002 Mr RO Yo Seph AEK479 Suites 2203-04, St. George's Building, 2 Ice House Street, Central, Mr SEE Lee Seng, Reason AAV138 Room 2002-5, Tung Ning Building, 2 Hillier Street, Sheung Wan, Mr SUGIYAMA Takeshi AAD741 18/F One International Finance Centre, 1 Harbour View Street, Central, Mr TANG Wing Kin ADN455 3/F, 139 Queen's Road Central, Mr TEOH Eng Chooi ACR807 3601 Cheung Kong Center, 2 Queen's Road Central, Ms TSANG Sze Man, Carol AET868 3208-9 & 36/F Cosco Tower, Grand Millennium Plaza, 183 Queen's Road Central, Mr WAI Chee Leung ACR504 2201-2206 Worldwide House, 19 Des Voeux Road Central, Mr YANG Changbo AGZ997 2307 One International Finance Centre, 1 Harbour View Street, Central, Mr YIN YEUNG CHO, Philippe Hone Chung AAF455 Mr YUNG Lynn Ronald ABL775 Suite 2904A-2907 One Exchange Square, 8 Connaught Place, Central, 36/F Asia Pacific Finance Tower, Citibank Plaza, 3 Garden Road, Central, Aug 2002 Mr CANY Alain Xavier ACH863 15/F Citibank Tower, 3 Garden Road, Central, Mr CHAN King Tat, Albert AAC115 19/F Far East Finance Centre, 16 Harcourt Road, Mr CHAN Yau Hing, Robin AAJ871 16/F World-Wide House, 19 Des Voeux Road Central, Ms CRADDOCK Julie Anne ABN312 45/F, Two Exchange Square, 8 Connaught Place, Central, Ms FONG WONG Kut Man, Nellie 21/F Edinburgh Tower, The Landmark, Central,! ABL711 Mr FUJINUMA Shigeru ABS921 32/F Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Mr HASEGAWA Andrew Raymond AEY863 Mr LAMAISON Peter Laurens AAG199 3108 Two Exchange Square, 8 Connaught Place, Central, 35/F One Pacific Place, 88 Queensway, Mr LEE Deng Charng ACZ539 3208-9 & 36/F Cosco Tower, Grand Millennium Plaza, 183 Queen's Road Central, SFC QUARTERLY BULLETIN AUTUMN 2002

-! 103 INVESTMENT ADVISERS! Date Address Aug 2002 Mr LEUNG Chi Chiu, Sammy AAV031 21/F Edinburgh Tower, The Landmark, Central, Mr LI Pak Tam ADZ733 1702 K. Wah Centre, 191 Java Road, North Point, Mr LIAO Chuen-Yun AGJ933 Suite 1101, 1120-1122 Two Pacific Place, 88 Queensway, Mr LO King Yan ACO545 12/F Asia Financial Centre, 120 Des Voeux Road Central, Mr LOWE Jonathan Christopher AAC687 45-47/F Jardine House, 1 Connaught Place, Central, Mr MAKI Takeshi AEP604 Unit 3702, Tower 1 Lippo Centre, 89 Queensway, Mr NASH Trevor Paul AFZ396 68/F Cheung Kong Center, 2 Queen's Road Central, Mr NIE Qingping ADZ252 36/F, Far East Finance Centre, 16 Harcourt Road, Mr PAREKH Nitin Bhikhu ADN925 Mr PARK Kyung Rak AFD768 15/F, Citibank Tower, 3 Garden Road, Central, 2116 Hutchison House, 10 Harcourt Road, Central, Ms PAU Yuen Ling, Elsa ABX468 1901-02 One International Finance Centre, 1 Harbour View Street, Central, Mr STEVENS Joseph Patrick ACO639 Mr TANG Suk Ngao, Raymond 68/F Cheung Kong Center, 2 Queen's Road Central, ACH856 Suite 601, 701-4A Asia Pacific Finance, Tower Citibank Plaza, 3 Garden Road, Ms TRAN Elizabeth Xao Quyen AAH618 Mr TURNER Stuart Brian AGZ773 35/F One Pacific Place, 88 Queensway, 17/F Citic Tower, 1 Tim Mei Avenue, Central, Mr WU I Kwei, Daniel ABU360 3403-3407 Edinburgh Tower, 15 Queen's Road Central, Sep 2002 Ms CHAN Lai Ling, Anita AAU814 3206 Cosco Tower, Grand Millennium Plaza, 183 Queen's Road Central, Mr CHEUNG Kin Yeung, Christopher 9/F Richmake Commercial Building, ACO330 198-200 Queen's Road Central, Mr CHUNG Kin Shun, Jimmy ADK252 8/F Diamond Exchange Building, 8 Duddell Street,Central,!" 2002

104 Bulletin Board - Registrations Removed INVESTMENT ADVISERS! Date Address Sep 2002 Ms DIXEY LAU Hang Mei, Dorothy 19/F Far East Finance Centre, 16 Harcourt Road, AAD412 Mr HUDSON David Wood AAE717 39/F, One International Finance Centre, 1 Harbour View Street, Central, Mr JOHNSTON James Robert AFU520 32/F NatWest Tower, Times Square, 1 Matheson Street, Causeway Bay, Mr KHOO Ken Wee AAY398 21/F Low Block, Grand Millenium Plaza, 181 Queen's Road Central, Mr KLEINER Hans Ulrich AEU160 6107-6108 Central Plaza, 18 Harbour Road, Wanchai, Mr LAI Sung Ziang, John ACB606 3701 Tower One, Lippo Centre, 89 Queensway, Mr LAW Kwong Chau AGB118 21/F Edinburgh Tower, The Landmark, Ms LEE Wai Fun, Patra ADU032 Suite 2501 One International Finance Center, 1 Harbour View Street, Central, Mr LEUNG Tze Kin AAZ272 Room 501 5/F, 113 Argyle Street, Mongkok, Mr LI Chak Yan, Francis AGB228 16/F Man Yee Building, 68 Des Voeux Road, Central, Ms LIM Chwee Suan, Corrina Doris AFP852 Level 16 & Level 17, 1 Queen's Road Central, Ms NG Ka Pik, Betty AAJ686 8/F, Dorset House, Taikoo Place, 979 King's Road, Quarry Bay, Mr NG Kai Yuen Kelvin AFW037 37A Bank of China Tower, 1 Garden Road, Central, Mr NG Wai Huk, Allan AAY716 35/F Bank of China Tower, 1 Garden Road, Central, Mr NISHIDA Seiichiro ADZ811 Mr PARK Byung Moon AFB294 Mr REGAN Trevor Christopher AGP374 Mr SCHMITT Charles Lee ACH211 Mr TAYLOR Mark Barri AGD539 16/F, Tower I, Admiralty Centre, 18 Harcourt Road, 613-4 One International Finance Centre, 1 Harbour View Street, Central, 13/F, Cityplaza 1, 1111 King's Road, Taikoo Shing, 3601 Cheung Kong Center, 2 Queen's Road Central, 27/F Alexandra House, 16-20 Chater Road, Central, SFC QUARTERLY BULLETIN AUTUMN 2002

-! 105 INVESTMENT ADVISERS! Date Address Sep 2002 Mr TONG Ying Yung, James ACZ627 Room 1511, 15/F, Tung Ying Building, 100 Nathan Road, Tsim Sha Tsui, Mr WHITWORTH Charles Peter ABE595 40/F Cheung Kong Center, 2 Queen's Road Central, Mr ZHANG Bingxun AEV065 35/F Bank of China Tower, 1 Garden Road, Central, INVESTMENT ADVISERS! Corporation Date Corporation Address Jul 2002 Asia Pacific Financial Planning Limited Room 13-15, 2/F Block B Hi-Tech Industrial Center, ABN289 5-21 Pak Tin Par Street, Tsuen Wan, PrimePartners Asset Management (HK) Limited 1201, Nine Queen's Road Central, Central, ACO603 Staunton Capital Limited Room 304, Yu To Sang Building, 37 Queen's Road Central,!"#$%& ACD381 Aug 2002 BNP International Financial Services 15/F, 1601, 17/F & 18/F Central Tower, () Limited 28 Queen's Road Central,!"#$%&'()*+,-./ AAF612 BNP Paribas Asia Limited 15/F Central Tower, 28 Queen's Road Central,!"#$%&' AAG840 Gottardo Asset Management (H.K.) Limited 4011-12 Jardine House, 1 Connaught Place,!"#$%&'()*+,- AEY643 Central, ORIX Asia Limited!"#$%&'( AAJ170 30/F United Centre, 95 Queensway, Zurich Scudder Investments Asia Limited 3408 One Exchange Square, 8 Connaught Place,!"#$%&' ACM094 Central, Sep 2002 2cube Securities Limited c/o J.P. Morgan!"#$%&' AFK573 48/F One Exchange Square, 8 Connaught Place, Central, Tokyo-Mitsubishi International (HK) Limited 16/F, Tower I, Admiralty Centre,!"#( )! AAA889 18 Harcourt Road,!" 2002

106 Bulletin Board - Registrations Removed COMMODITIES DEALERS! Date Address Jul 2002 Mr BURDETT Scott ACL853 36/F, Two Pacific Place, 88 Queensway, Mr CHAN Sai Ping, Ricky ACE690 Unit 1511-12 The Center, 99 Queen's Road Central, Mr HUI Chiu Chung AAB312 3601 Cheung Kong Center, 2 Queen's Road Central, Mr LEE Tak Lun AAG127 Room 2202, Admiralty Centre, Tower 1, 18 Harcourt Road, Mr LIN Sching Lih ADV343 Level 38, One Pacific Place, 88 Queensway, Ms LIN Susan Shui Shien ACD720 68/F Cheung Kong Centre, 2 Queen's Road Central, Mr MAK Tat Cho AAJ601 Room 1605 Wing On Centre, 111 Connaught Road Central, Mr MILLS William Joseph AFH088 Mr TANG Chee ACP601 20/F Three Exchange Square, 8 Connaught Place, Central, 35/F Bank of China Tower, 1 Garden Road, Central, Aug 2002 Mr CHAN Pui Kwong, Simon AAA421 3202 Office Tower Convention Plaza, 1 Harbour Road, Wanchai, Mr CHENG Fu Zay AAA793 7/F Wings Building, 110-116 Queen's Road Central, Central, Mr CHUANG Henry Yueheng ACA318 31/F, China United Centre, 28 Marble Road, North Point, Mr D'ARJUZON Laurent ACR579 4/F-14/F Central Tower, 28 Queen's Road Central, Mr LEE Deng Charng ACZ539 3208-9 & 36/F Cosco Tower, Grand Millennium Plaza, 183 Queen's Road Central, Mr LEE Tai Hoi AAC101 19/F Far East Finance Centre, 16 Harcourt Road, Mr LO King Yan ACO545 12/F Asia Financial Centre, 120 Des Voeux Road Central, Sep 2002 Mr CHEONG Ying Chew, Henry AAB214 11/F Bank of America Tower, 12 Harcourt Road, Central, Mr CHOW Lork Sang AAG364 8/F King Fook Building, 30-32 Des Voeux Road, Central, SFC QUARTERLY BULLETIN AUTUMN 2002

-! 107 COMMODITIES DEALERS! Date Address Sep 2002 Ms DIXEY LAU Hang Mei, Dorothy 19/F Far East Finance Centre, 16 Harcourt Road, AAD412 Mr FOK Kwong Hang, Terry AAD829 Room 1901 Bank of America Tower, 12 Harcourt Road, Central, Mr KO Hon Tak AAD598 18/F China Insurance Group Building, 141 Des Voeux Road Central, Mr LEE Kwok Ning, Lobo ABR565 28/F, Bank of China Tower, 1 Garden Road, Central, Mr LUI Chi Chung, Josaphat AAD557 18/F China Insurance Group Building, 141 Des Voeux Road Central, Mr YUEN Siu Tong, Manry ABM630 11/F Bank of America Tower, 12 Harcourt Road, Central, COMMODITIES DEALERS! Corporation Date Corporation Address Jul 2002 New Universe Futures (HK) Limited Room 1605 Wing On Centre, 111 Connaught Road Central,!"#$%&'() AHC601 Aug 2002 I & P Commodities Limited AAW754 7/F Wings Building, 110-116 Queen's Road Central, Central, Sassoon Futures Limited AAW460 Rooms 1207-8 Asia Pacific Finance Tower, 3 Garden Road, Central, Yardley Futures Limited!"#$% 20/F, V-Heun Building, 138 Queen's Road Central, ABY485 Sep 2002 Top Equity Derivatives Limited 18/F China Insurance Group Building,!"#$% ABS831 141 Des Voeux Road Central,!" 2002

108 Bulletin Board - Registrations Removed COMMODITIES TRADING ADVISERS!"# Date Address Jul 2002 Ms LIN Susan Shui Shien ACD720 68/F Cheung Kong Center, 2 Queen's Road Central, Mr LUK Man Wa, Caesar AAV934 22/F, Entertainment Building, 30 Queen's Road Central, Aug 2002 Mr FUJINUMA Shigeru ABS921 32/F Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Mr LI Pak Tam ADZ733 1702 K. Wah Centre, 191 Java Road, North Point, Mr SEE Lee Seng, Reason AAV138 Room 2002-5, Tung Ning Building, 2 Hillier Street, Sheung Wan, Mr SIT Yiu Sun AAI267 Level 15, 1 Queen's Road Central, Mr TURNER Stuart Brian AGZ773 17/F Citic Tower, 1 Tim Mei Avenue, Central, Ms WONG Mimi Monica AAF632 Level 15, 1 Queen's Road Central, Sep 2002 Ms CHAN Lai Ling, Anita AAU814 3206 Cosco Tower, Grand Millennium Plaza, 183 Queen's Road Central, Mr LAI Sung Ziang, John ACB606 3701 Tower One, Lippo Centre, 89 Queensway, Mr LEE Kwok Ning, Lobo ABR565 28/F, Bank of China Tower, 1 Garden Road, Central, COMMODITIES TRADING ADVISERS!"# Corporation Date Corporation Address Aug 2002 HSBC Investment Bank Asia Limited Level 15, 1 Queen's Road Central,!"#$%&'() AAF346 Sep 2002 CSI Investment Management Limited 909 Wing Shan Tower, 173 Des Voeux Road,!"#$%&'() AAI434 Central, SFC QUARTERLY BULLETIN AUTUMN 2002