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Development Services Department Plumbing Fixture Replacement (SB 407) for Existing Single-Family Residential, Multifamily Residential and Commercial Buildings CODE REFERENCE(S): Senate Bill 407 (2009) / California Civil Code Sections 1101.1 through 1101.8 2013 California Green Building Standards Code (CALGreen) Section 301 POLICY: Single Family Residence: As of January 1, 2014, Civil Code Section 1101.4 requires non-compliant plumbing fixtures in single family dwellings shall be replaced with water-conserving plumbing fixtures when a property is undergoing additions, alterations or improvements. Applicants seeking to obtain permits for any of these types of work will be required to replace non-compliant fixtures prior to final inspection and/or issuance of a certificate of occupancy by the City of Palo Alto. This law applies only to properties built on or before January 1, 1994. Commercial & Multifamily: As of January 1, 2014, Civil Code Section 1101.5 requires non-compliant plumbing fixtures in any multifamily residential real property and any commercial real property built on or before January 1, 1994, shall be replaced with water-conserving plumbing fixtures in the following circumstances: 1. For building additions in which the sum of concurrent building permits by the same permit applicant would increase the floor area of the building by more than 10 percent, the building permit applicant shall replace all noncompliant plumbing fixtures in the building with water-conserving plumbing fixtures. 2. For building alterations or improvements in which the total construction cost estimated in the building permit is greater than one hundred and fifty thousand dollars ($ 150,000), the building permit applicant shall replace all noncompliant plumbing fixtures that service the specific area of the improvement with water-conserving plumbing fixtures. a. Example: A tenant space contains plumbing fixtures itself and is also served by a toilet facility in the common area. When the tenant improvement construction cost exceeds $150,000, only the fixtures within the tenant space would need to be upgraded. b. Example: A tenant space does not contain plumbing fixtures in its space and is served by a centrally located toilet facility. When the tenant improvement construction cost exceeds $150,000, all plumbing fixtures in the centrally located toilet facility are required to be upgraded. 3. Notwithstanding subparagraph 1 or 2 above, for any alterations or improvements to a room in a building that require a building permit and that room contains any noncompliant plumbing fixtures, the building permit applicant shall replace all noncompliant plumbing fixtures in that room with water-conserving plumbing fixtures. Work Not Triggering SB 407 Alterations and improvements are interpreted as any construction to an existing structure that enhances or improves the structure. Construction related to repairs or maintenance of the structure is not considered to be an alteration or improvement. In other words, repair or maintenance will not trigger plumbing fixture upgrades. 1

Work on the land (work that does not require entry into the structure) is not considered to trigger plumbing fixture upgrades in the structure. Also, work that does not involve construction to the structure itself is not considered to trigger plumbing fixture upgrades in the structure. Therefore, for existing single-family residential, multifamily residential and commercial buildings, the following suggested list of work is considered not to trigger SB 407/Civil Code Sections 1101.1 through 1101.8: Changes to electrical systems, e.g., electrical service upgrades Changes to mechanical systems, e.g., HVAC or furnace replacement, duct replacement Water heater replacement, piping replacement, sewer line replacement Re-roof Siding, stucco or any exterior finish replacement Window replacement (including sliding glass or front door) Chimney repair Dry rot repair Termite repair Foundation repair Seismic retrofit Roof-mounted solar photovoltaic systems Electric vehicle charging stations Building signs Alterations solely for the purpose of barrier removal (voluntary accessibility upgrades) Work not associated with the building itself is not considered to trigger plumbing fixture upgrades in the building, e.g.: o Swimming pools or spas (in-ground or portable) o Site work: Retaining walls, fences, walkways, landscaping, etc. o Ground-mounted solar photovoltaic systems o Monument signs Work in one building is not considered to trigger plumbing fixture upgrades in another building (e.g., work in the following structure would not trigger upgrades in the separate single-family residential building): o Accessory structures, sheds or patio covers o Detached garages o Second units Historic properties (Categories 1 4) Other work as determined by the Building Official Permits for the above list of work may be obtained without triggering plumbing fixture upgrades. Interpretation for Duplex (Two-Family Dwelling) and Second Unit Civil Code Section 1101.3 defines single-family residential real property as any real property that is improved with, or consisting of, a building containing not more than one unit that is intended for human habitation. It also defines multifamily residential real property as any real property that is improved with, or consisting of, a building containing more than one unit that is intended for human habitation. Definitions For the purposes of this policy: (a) Commercial real property means any real property that is improved with, or consisting of, a building that is intended for commercial use, including hotels and motels, that is not a singlefamily residential real property or a multifamily residential real property. (b) Multifamily residential real property means any real property that is improved with, or consisting of, a building containing more than one unit that is intended for human habitation, or any mixed residential-commercial buildings 2

or portions thereof that are intended for human habitation. Multifamily residential real property includes residential hotels but does not include hotels and motels that are not residential hotels. (c) Noncompliant plumbing fixture means any of the following: (1) Any toilet manufactured to use more than 1.6 gallons of water per flush. (2) Any urinal manufactured to use more than one gallon of water per flush. (3) Any showerhead manufactured to have a flow capacity of more than 2.5 gallons of water per. (4) Any interior faucet that emits more than 2.2 gallons of water per. (d) Single-family residential real property means any real property that is improved with, or consisting of, a building containing not more than one unit that is intended for human habitation. (e) Water-conserving plumbing fixture means any fixture that is in compliance with current building standards applicable to a newly constructed real property of the same type. To maintain consistency with the scope and application of the building and residential code, for purposes of applying Civil Code Sections 1101.1 through 1101.8, a real property consisting of a duplex (two-family dwelling) will be considered a single-family residential real property. Alterations to one dwelling unit will trigger plumbing fixture upgrades within that unit only and not the adjacent unit. A real property consisting of a single-family residence with either a detached or attached second unit will also be considered a single-family residential real property. Alterations to the residence will trigger plumbing fixture upgrades within the residence only and not the second unit, and vice versa. Please note that according to the definition of non-compliant plumbing fixture in Civil Code Section 1101.3(c), the existing plumbing fixture water usage/flow rate must exceed the amount shown to be considered non-compliant. If the existing plumbing fixture water usage/flow rate is equal to or lower than the amount shown, it is not required to be upgraded. 3

CITY OF PALO ALTO Water-Conserving Plumbing Fixtures Certificate of Compliance by Property Owner Owner Name Permit No. Address PERMIT CANNOT BE FINALED AND COMPLETED UNTIL THIS CERTIFICATE HAS BEEN SIGNED AND RETURNED TO THE CITY OF PALO ALTO DEVELOPMENT SERVICES Please refer to the attached California Civil Code Sections 1101.1 1101.8 which are part of this Certification form. 1. Is your real property a registered historical site? Yes. Civil Code Sections 1101.1 through 1101.8 do not apply. Sign below and skip the rest of the form. No. Go to Question 2. 2. Does your real property have a licensed plumber certifying that, due to the age or configuration of the property or its plumbing, installation of water-conserving plumbing fixtures is not technically feasible? Yes. Civil Code Sections 1101.1 through 1101.8 do not apply. The licensed plumber s name: License. No.: Signature: Date: Sign below and skip the rest of the form. No. Go to Question 3. 3. Is water service permanently disconnected for your building? Yes. Civil Code Sections 1101.1 through 1101.8 do not apply. Sign below and skip the rest of the form. No. Go to Question 4. 4. Is your real property built and available for use or occupancy on or before January 1, 1994? No. My real property is built and available for use or occupancy after January 1, 1994. Civil Code Sections 1101.1 through 1101.8 do not apply. Sign below and skip the rest of the form. Yes. My real property is built and available for use or occupancy on or before January 1, 1994. Civil Code Sections 1101.1 through 1101.8 apply. Refer to the attached. My property is a single-family residential real property. See Civil Code Section 1101.4. On and after January 1, 2014, building alterations or improvements shall require all non-compliant plumbing fixtures to be replaced with water-conserving plumbing fixtures throughout the building. My property is a multifamily residential real property. See Civil Code Section 1101.5. On and after January 1, 2014, specified building alterations or improvements shall require noncompliant plumbing fixtures to be replaced with water-conserving plumbing fixtures. My property is a commercial real property. See Civil Code Section 1101.5. On and after January 1, 2014, specified building alterations or improvements shall require noncompliant plumbing fixtures to be replaced with water-conserving plumbing fixtures. Page 1

I/We, the owner(s) of this property, certify under penalty of perjury that non-compliant plumbing fixtures have been replaced with water-conserving plumbing fixtures in accordance with Civil Code Sections 1101.1 through 1101.8, the current California Plumbing Code and California Green Building Standards Code, and manufacturer s installation requirements, and that the water-conserving plumbing fixtures comply with the requirements as indicated in the table below. Upon completing and signing this Certificate, please return it to the City of Palo Alto Development services in order to final your permit. Fixture Type Water Closets (Toilets) Non-Compliant Plumbing Fixture 1 Water Usage /Flow Rate Exceed 1.6 gallons/flush Water-Conserving Plumbing Fixture (Fixture Complying with Current Code Applicable to New Construction) 2013 CALGreen Div. 4.3 Single-Family Residential Maximum Water Usage/Flow Rate 2013 CALGreen Div. 4.3 Multifamily Residential 2013 CALGreen Div. 5.3 Commercial Single flush toilets: 1.28 gallons/flush Dual flush toilets: 1.28 gallons/flush effective flush volume (the composite, average flush volume of two reduced flushes and one full flush) Urinals Exceed 1.0 gallon/flush 0.5 gallons/flush Showerheads Exceed 2.5 gallons per Faucets Lavatory Faucets Faucets Kitchen Faucets Exceed 2.2 gallons per Exceed 2.2 gallons per 2.0 gallons per @ 80. Also certified to the performance criteria of U.S. EPA WaterSense Specification for Showerheads (A hand-held shower is considered a showerhead.) For multiple showerheads serving one shower, the combined flow rate of all showerheads and/or other shower outlets controlled by a single valve shall not exceed 2.0 gallons per @ 80, or the shower shall be designed to allow only one shower outlet to be in operation at a time. Maximum 1.5 gallons per @ 60 ; minimum 0.8 gallons per @ 20 1.8 gallons per @ 60 May temporarily increase up to 2.2 gallons per @ 60, and must default to maximum 1.8 gallons per @ 60 Where faucets meeting the above are unavailable, aerators or other means may be used to achieve reduction. Within units: Maximum 1.5 gallons per @ 60 ; minimum 0.8 gallons per @ 20 In common and public use areas: 0.5 gallons per @ 60 1.8 gallons per @ 60 May temporarily increase up to 2.2 gallons per @ 60, and must default to maximum 1.8 gallons per @ 60 Where faucets meeting the above are unavailable, aerators or other means may be used to achieve reduction. 0.5 gallons per @ 60 1.8 gallons per @ 60 1. If the existing plumbing fixture water usage/flow rate is equal to or lower than the figure shown, it is not required to be upgraded. Page 2