FORM OF TRANSFER CERTIFICATE REGULATION S GLOBAL NOTE TO RULE 144A GLOBAL NOTE

Similar documents
FORM OF CERTIFICATE FOR TRANSFER TO QIB

[ ]% Senior Secured Notes Due [ ] (the Indenture Notes )

EXHIBIT B-1 FORM OF TRANSFEROR CERTIFICATE FOR TRANSFERS OF THE RULE 144A NOTES. [Date]

VIETNAM INFRASTRUCTURE LIMITED

VIETNAM INFRASTRUCTURE LIMITED

EXHIBIT I FORM OF TRANSFEREE CERTIFICATE SUBORDINATED NOTES

BOARD OF SUPERVISORS RESOLUTION NO

BOARD OF SUPERVISORS RESOLUTION NO

SECONDARY SALE AND PURCHASE AGREEMENT

ORCC II Transfer Form

HORIZON GROUP PROPERTIES INC Filed by AMSTER HOWARD

AMERICAN REALTY CAPITAL HEALTHCARE TRUST III, INC.

FAIRHOLD SECURITISATION LIMITED (the Issuer ) (Incorporated with limited liability in the Cayman Islands with registration number )

Transfer and Assignment of Shares

Change of Ownership/ Application for Transfer Form

HEALTHCARE TRUST, INC. TRANSFER INSTRUCTIONS AND FORMS

MacKenzie Realty Capital, Inc.

REALTY CAPITAL HOSPITALITY TRUST, INC.

February, 2015 CERTIFICATE PURCHASE CONTRACT

BUSINESS DEVELOPMENT CORPORATION OF AMERICA TRANSFER INSTRUCTIONS AND FORMS

Exhibit E Meyers Nave Draft 2/12/14 ESCROW AGREEMENT. by and between the SUCCESSOR AGENCY TO THE REDEVELOPMENT AGENCY OF THE CITY OF PITTSBURG.

To: Moody s Investors Service, Ltd. Attention: CDO Monitoring Team By

PHILLIPS EDISON GROCERY CENTER REITs TRANSFER FORM

MID-MISSOURI ENERGY, LLC UNIT TRANSFER AGREEMENT AND APPLICATION FORM. (November 2010 Form)

UNIT TRANSFER AGREEMENT

EFET. Credit Support Annex

AFIN AMERICAN FINANCE TRUST, INC. TRANSFER INSTRUCTIONS AND FORMS IMPORTANT NOTICE

Transfer and Assignment of Shares

STOCK PURCHASE AGREEMENT

Husker Ag, LLC Trading System Rules and Procedures

Structured Finance. Avis Budget Rental Car Funding (AESOP) LLC, Series Representations and Warranties Presale Appendix. Asset-Backed / U.S.A.

Ring-fencing Transfer Scheme

CITY OF OCEAN SHORES, WASHINGTON ORDINANCE NO. 939

Residential Agreement of Sale for Mauritzbaai Erf 299 Subdivision of Jacobsbaai

FORM 2F ESCROW AGREEMENT - CPC

COMMERCIAL PROPERTY ASSESSED CLEAN ENERGY ( C-PACE ) AGREEMENT

October 5, 2018 CUSIP NUMBERS AC AE AD 0 1

ISDA. International Swaps and Derivatives Association, Inc. CREDIT SUPPORT ANNEX. between. ... and... relating to the

Sky Network Television Limited

1995 ISDA Standard Terms and Conditions for Escrow Float Transactions

ESCROW AGREEMENT. Dated, Relating to

TRANSFER OF BANKING BUSINESS OF UBS LIMITED TO UBS EUROPE SE SCHEME SUMMARY

Covered Bond Swap Confirmation

EXHIBIT A RESOLUTION NO.

COMMERCIAL PROPERTY ASSESSED CLEAN ENERGY ( C-PACE ) AGREEMENT

ISSAQUAH SCHOOL DISTRICT NO. 411 KING COUNTY, WASHINGTON UNLIMITED TAX GENERAL OBLIGATION BONDS, 2013A (TAX-EXEMPT)

DANAOS CORP. (Name of Issuer)

CHANGE OF OWNERSHIP/ APPLICATION FOR TRANSFER FORM


Subpart A - GENERAL ORDINANCES Chapter 66 - TAXATION ARTICLE V. - ECONOMIC DEVELOPMENT AD VALOREM TAX EXEMPTION

FEDERAL NATIONAL MORTGAGE ASSOCIATION ( FANNIE MAE ) Issuer and Trustee TRUST AGREEMENT. Dated as of July 1, for

CITIZENS PROPERTY INSURANCE CORPORATION. and. REGIONS BANK, as Indenture Trustee and Escrow Agent ESCROW DEPOSIT AGREEMENT.

STOCK PURCHASE AGREEMENT. This Stock Purchase Agreement is entered into as of by a Delaware corporation (the Company ), and (the Purchaser ).

Using the Work of an Auditor s Specialist: Auditing Interpretations of Section 620

BENEFIT STREET PARTNERS REALTY TRUST, INC. TRANSFER INSTRUCTIONS AND FORMS

ISDA INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION, INC.

ESCROW DEPOSIT AGREEMENT

Companies Act 2006 COMPANY HAVING A SHARE CAPITAL. Memorandum of Association of. PM SPV [XX] Limited

BA CREDIT CARD FUNDING, LLC. as Transferor. BANK OF AMERICA, NATIONAL ASSOCIATION (successor by merger to FIA Card Services, National Association)

Instructions for Change of Ownership/ Application for Transfer

1 INTRODUCTION. 1.1 It is proposed that Lloyds Bank plc and Bank of Scotland plc (together, the Transferors )

Covered Bond Swap Confirmation

ESCROW AGREEMENT. between the CALIFORNIA AREA DEVELOPMENT AUTHORITY. and. THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.

10,516,562 ordinary shares will be released from EV s escrowed shares; and

Instructions for Change of Ownership/ Application for Transfer

ESCROW AGREEMENT. between the COUNTY OF SAN JOAQUIN. and. U.S. BANK NATIONAL ASSOCIATION, as Escrow Agent. Dated as of December 1, 2017

RESOLUTION 5607 (10) NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Lompoc as follows:

MEMORANDUM OF UNDERSTANDING

"Specified Entity" means in relation to Party A for the purpose of:

Covered Bond Swap Confirmation

Account Transfer (Re-Registration) Form TRANSFEROR / SELLER SECTION

KANSAS LLC OPERATING AGREEMENT

ESCROW AGREEMENT (2008 CERTIFICATES)

EXCHANGE AGREEMENT R E C I T A L S

DEVELOPMENT AGREEMENT

Assigning your NewCo Shares to the joint account holder or a third party(ies) - updated deadline

TENANT S ESTOPPEL CERTIFICATE

County Council Of Howard County, Maryland

LEASE OF PERMITTED EDWARDS GROUNDWATER RIGHTS (Beginning (post-january 1, year lease)

JH:SRF:JMG:brf AGENDA DRAFT 4/06/2016 ESCROW AGREEMENT

ESCROW AGREEMENT (2003 CERTIFICATES) By and Between CITY OF FOUNTAIN VALLEY. and. MUFG UNION BANK, N.A., as Escrow Bank. Dated as of February 1, 2016

APPLICABLE FINAL TERMS. EIB Sukuk Company Ltd. Issue of U.S.$500,000,000 Trust Certificates due 2018 under the

FILED: NEW YORK COUNTY CLERK 01/29/ :04 PM INDEX NO /2017 NYSCEF DOC. NO. 99 RECEIVED NYSCEF: 01/29/2018

ISDA. International Swaps and Derivatives Association, Inc. NOVATION AGREEMENT. dated as of 18 December 2014 among:

DEED OF ASSIGNMENT OF INTELLECTUAL PROPERTY RIGHTS

TOWN OF NEW HARTFORD ONEIDA COUNTY, NEW YORK $325,000 Bond Anticipation Notes, 2018 (Renewals)

Honorable John Chiang Treasurer of the State of California as Agent for Sale

ESCROW INSTRUCTIONS RECITALS

REDEVELOPMENT AGENCY OF THE CITY OF SPARKS, NEVADA

ESCROW AGREEMENT RELATING TO THE DEFEASANCE OF A PORTION OF

Option to Repurchase Land

ISDA International Swaps and Derivatives Association, Inc.

RESOLUTION NO

MEMORANDUM OF ASSIGNMENT (REASSIGNMENT REQUEST)

2. The terms of this particular Swap Transaction to which the Confirmation relates are as follows:

SECURITIES AND EXCHANGE COMMISSION Washington, D.C SCHEDULE13D UndertheSecuritiesExchangeActof1934

PURCHASE AND SALE AND ASSIGNMENT AGREEMENT [Marriott Hotel]

What can I do in PEXA? Date: 15 December 2015 Version 1.3

Development Authority of the North Country Governance Policies

ESCROW DEPOSIT AGREEMENT

Transcription:

FORM OF TRANSFER CERTIFICATE REGULATION S GLOBAL NOTE TO RULE 144A GLOBAL NOTE [DATE] To: Citibank, N.A. as Fiscal Agent, Transfer Agent, Calculation Agent and Paying Agent Agency & Trust 388 Greenwich Street, 14 th Floor New York, New York 10013 USA Attention: Agency & Trust Crédit Agricole S.A. 91-93, boulevard Pasteur 75015 Paris France Attention: Olivier Nicolas CRÉDIT AGRICOLE S.A. (the Issuer ) US$ 1,000,000,000 Undated Deeply Subordinated Fixed to Floating Rate Notes Reference is made to the terms and conditions of the Notes (the Conditions ) set out under the caption Terms and Conditions of the Notes in the offering memorandum prepared in connection with the offering of the above-captioned Notes (the Offering Memorandum ), and reference is further made to the fiscal agency agreement (the Fiscal Agency Agreement ) dated as of October 13, 2009, as amended or supplemented, between Crédit Agricole S.A. and Citibank, N.A., and the other Agents named therein. Terms defined in the Conditions or the Fiscal Agency Agreement shall have the same meanings when used in this certificate unless otherwise stated. This certificate relates to US$[ ] of Notes, represented by CUSIP number F22797 FK9, which represents an interest in a Regulation S Global Note beneficially owned by the undersigned (the Transferor ) to effect the transfer of such Notes in exchange for an equivalent beneficial interest in the Rule 144A Global Note, represented by CUSIP number 225313 AB1, to [transferee]. In connection with such request, and with respect to such Notes, the Transferor does hereby certify that such Notes are being transferred in accordance with Rule 144A under the Securities Act of 1933, as amended ( Rule 144A ), to a transferee that the Transferor reasonably believes is purchasing the Notes for its own account or an account with respect to which the transferee exercises sole investment discretion, and the transferee, as well as any such account, is a qualified institutional buyer within the meaning of Rule 144A, in a transaction meeting the requirements of Rule 144A and in accordance with applicable securities laws of any state of the United States or any other jurisdiction. The Transferor understands that this certificate is required in connection with certain securities or other legislation in the United States and/or in connection with the Notes being eligible for clearance in one or more clearance systems. If administrative or legal proceedings are commenced or threatened in connection with which this certificate is or might be relevant, the Transferor irrevocably authorizes each entity to which this certificate is addressed to produce this certificate or a copy hereof to any interested party in such proceedings.

The Fiscal Agent and the Issuer are entitled to conclusively rely upon this letter and are irrevocably authorized to produce this letter or a copy hereof to any interested party in any administrative or legal proceedings or official inquiry with respect to the matters covered hereby. [Insert name of Transferor] By: Name: Title: Medallion Guaranteed Stamp

FORM OF TRANSFER CERTIFICATE RULE 144A GLOBAL NOTE TO REGULATION S GLOBAL NOTE [DATE] To: Citibank, N.A. as Fiscal Agent, Transfer Agent, Calculation Agent and Paying Agent Agency & Trust 388 Greenwich Street, 14 th Floor New York, New York 10013 USA Attention: Agency & Trust Crédit Agricole S.A. 91-93, boulevard Pasteur 75015 Paris France Attention: Olivier Nicolas CRÉDIT AGRICOLE S.A. (the Issuer ) US$ 1,000,000,000 Undated Deeply Subordinated Fixed to Floating Rate Notes Reference is made to the terms and conditions of the Notes (the Conditions ) set out under the caption Terms and Conditions of the Notes in the offering memorandum prepared in connection with the offering of the above-captioned Notes (the Offering Memorandum ), and reference is further made to the fiscal agency agreement (the Fiscal Agency Agreement ) dated as of October 13, 2009, as amended or supplemented, between Crédit Agricole S.A. and Citibank, N.A., and the other Agents named therein. Terms defined in the Conditions or the Fiscal Agency Agreement shall have the same meanings when used in this certificate unless otherwise stated. This certificate relates to US$[ ] of Notes, represented by CUSIP number 225313 AB1, which represents an interest in a Rule 144A Global Note beneficially owned by the undersigned (the Transferor ) to effect the transfer of such Notes in exchange for an equivalent beneficial interest in the Regulation S Global Note, represented by CUSIP number F22797 FK9, to [transferee], with [Euroclear account number [ ]] [Clearstream account number [ ]]. In connection with such request, and with respect to such Notes, the Transferor does hereby certify that: (a) the offer of the Notes was not made to a person in the United States; (b) either (i) at the time the buy order was originated, the transferee was outside the United States or the Transferor and any person acting on its behalf reasonably believed that the transferee was outside the United States or (ii) the transaction was executed in, on or through the facilities of a designated off-shore securities market and neither the Transferor nor any person acting on its behalf knows that the transaction has been pre-arranged with a buyer in the United States; (c) no directed selling efforts have been made in the United States in contravention of the requirements of Rule 903 or 904(b) or Rule 904(b) of Regulation S, as applicable;

(d) the transaction is not part of a plan or scheme to evade the registration requirements of the Securities Act; and (e) the Transferor is the beneficial owner of the principal amount of Notes being transferred. The Transferor understands that this certificate is required in connection with certain securities or other legislation in the United States and/or in connection with the Notes being eligible for clearance in one or more clearance systems. If administrative or legal proceedings are commenced or threatened in connection with which this certificate is or might be relevant, the Transferor irrevocably authorizes each entity to which this certificate is addressed to produce this certificate or a copy hereof to any interested party in such proceedings. The Fiscal Agent and the Issuer are entitled to conclusively rely upon this letter and are irrevocably authorized to produce this letter or a copy hereof to any interested party in any administrative or legal proceedings or official inquiry with respect to the matters covered hereby. Terms used in this letter have the meanings set forth in Regulation S. [Insert name of Transferor] By: Name: Title: Medallion Guaranteed Stamp

FORM OF CERTIFICATION FOR TRANSFER PURSUANT TO RULE 144 [DATE] To: Citibank, N.A. as Fiscal Agent, Transfer Agent, Calculation Agent and Paying Agent Agency & Trust 388 Greenwich Street, 14 th Floor New York, New York 10013 USA Attention: Agency & Trust Crédit Agricole S.A. 91-93, boulevard Pasteur 75015 Paris France Attention: Olivier Nicolas CRÉDIT AGRICOLE S.A. (the Issuer ) US$ 1,000,000,000 Undated Deeply Subordinated Fixed to Floating Rate Notes Reference is made to the terms and conditions of the Notes (the Conditions ) set out under the caption Terms and Conditions of the Notes in the offering memorandum prepared in connection with the offering of the above-captioned Notes (the Offering Memorandum ), and reference is further made to the fiscal agency agreement (the Fiscal Agency Agreement ) dated as of October 13, 2009, as amended or supplemented, between Crédit Agricole S.A. and Citibank, N.A., and the other Agents named therein. Terms defined in the Conditions or the Fiscal Agency Agreement shall have the same meanings when used in this certificate unless otherwise stated. In connection with the proposed sale of US$[ ] aggregate principal amount of the Notes, which represent [an interest in a 144A Global Note, CUSIP number 225313 AB1,][a Regulation S Global Note, CUSIP number F22797 FK9,] beneficially owned by the undersigned ( Transferor ), the undersigned confirms that such sale has been effected pursuant to and in accordance with Rule 144 under the Securities Act. The Transferor understands that this certificate is required in connection with certain securities or other legislation in the United States and/or in connection with the Notes being eligible for clearance in one or more clearance systems. If administrative or legal proceedings are commenced or threatened in connection with which this certificate is or might be relevant, the Transferor irrevocably authorizes each entity to which this certificate is addressed to produce this certificate or a copy hereof to any interested party in such proceedings. The Fiscal Agent and the Issuer are entitled to conclusively rely upon this letter and are irrevocably authorized to produce this letter or a copy hereof to any interested party in any administrative or legal proceedings or official inquiry with respect to the matters covered hereby.

[Insert name of Transferor] By: Name: Title: Medallion Guaranteed Stamp