Publications and Conference Papers produced by the research team

Contents ARC Developing a Responsive Regulatory System for Australia s Small Corporations Research team members:... 2 Publications and Conference Papers produced by the research team... 2 Book authored research... 2 Book Chapters... 2 Journal article articles in scholarly refereed journal... 3 Journal article other contribution to refereed journal... 4 Journal article non-refereed article... 4 Major reviews... 4 Conference full written paper refereed proceedings... 4 Conference full written paper non-refereed proceedings... 7 Conference unpublished presentation... 7 Workshops... 7 Reports and other publications... 7 Page 1of 7

ARC Developing a Responsive Regulatory System for Australia s Small Corporations Research team members: Professor Michael Adams, University of Western Sydney Professor Anona Armstrong, Victoria University Professor Andrew Clarke, Victoria University Professor Thomas Clarke, University of Technology, Sydney Professor Ian Eddie, Southern Cross University Dr Kumi Heenetigala, Victoria University Professor Phil Lewis, University of Canberra Dr Alice Richardson, University of Canberra Publications and Conference Papers produced by the research team Book authored research 1. Armstrong, A., Clarke, A., Li, Y., Heenetigala, K et al. 2011, Developing a Responsive Regulatory System for Australia's Small Corporations, Victoria University, Melbourne. ISBN 978-1-86272-692-5 http://vuir.vu.edu.au/6753/ 2. Clarke, A.D. J Devereux and J Werren, Torts: A Practical Learning Approach,( 2 nd ed), Butterworths Lexisnexis, December 2010 (AD Clarke 50% author), 901 pp. 3. Armstrong, A., Clarke, A., Li, Y., Heenetigala, K et al. 2011, Developing a Responsive Regulatory System for Australia's Small Corporations, Victoria University, Melbourne. ISBN 978-1-86272-692-5 4. Francis R. and Armstrong, A. (in press) The Meetings Handbook: Formal Rules and Informal Processes. London, Anthem Press. 5. Nuranyah S. Islam S.M.N., Armstrong A. 2011 Indonesian Corporate Governance Practice, Company Performance: Regulation and Compliance VDM Publishing House Ltd. 6. Adams. M. Australian Corporate Law, LexisNexis:Butterworths, (with Jason Harris and Anil Hargovan) 3 rd edition 2011 [ISBNH 9780409328509] pages xxxiv, 759 Book Chapters 1. Clarke,T. (2011) Human Capital in Developing Countries: The Significance of the Asian Experience, in J.C.Spender and A.Burton-Jones, The Oxford Handbook of Human Capital, Oxford University Press, pp 618-646. 2. Clarke, T. (2011) The Globalisation of Corporate Governance: Irresistible Markets Meet Immovable Institutions. In, A.Brink, Corporate Governance and Business Ethics, Springer, pp 3-30 3. Clarke,T. (2011) Corporate Governance and Reputation: A Disaster Story, in C.Cooper, R.Burke & 4. G.Martin (eds) Corporate Reputation: Managing Opportunities and Challenges, Gower, pp 267-280 5. Clarke,T. (2011) Corporate Governance and the Financial Crisis, in, W.Sun (ed) Rethinking Corporate Governance in the 21st Century: Lessons from the Global Financial Crisis, Cambridge University Press, pp 28-49 6. Clarke.T. (2011) Parallel or Colliding Universes of Corporate Governance? European and Anglo- American Governance, in, S.Watson and J. Farrar, Contemporary Issues in Corporate Governance, University of Canterbury Press, pp 1 17 Page 2of 7

Journal article articles in scholarly refereed journal 1. Miller, G ( 2010) Developing a small business regulatory system, Journal of Business Systems Governance and Ethics, 4(4): 1-5 2. Adams, M (2010) 20 year snap shot of the development in the regulation of small corporations, Journal of Business Systems Governance and Ethics, 4(4): 7-22 3. Clarke, T, Klettner, A (2010) Corporate Governance Issues for SMEs, Journal of Business Systems Governance and Ethics, 4(4): 23-40 4. Adams, M and Nehme, M; No new specific legislation required to deal with greenwashing (2011) volume 63 (no 7 Aug) Keeping Good Companies pages 419-422. 5. Heenetigala, K, Armstrong, A (2010) The use of internet reporting for small business, Journal of Business Systems Governance and Ethics, 4(4): 41-53 6. Dai, W (2010) The impact of emerging technologies on small and medium enterprises, Journal of Business Systems Governance and Ethics, 4(4): 53-60 7. Clarke, A. D. (2010) Small corporations: better controlling the Spigot of Red Tape, Journal of Business Systems Governance and Ethics, 4(4): 61-69. 8. Clarke, A.D. Networked small companies- controlling the spigot of red tape, Keeping Good Companies, Vol 62, no.4, May 2010, 219-221. 9. Francis, R.D. and Armstrong, A. 2011 Corruption and whistleblowing in international human aid agencies. Journal of financial Crime, Volume/Issue No. 18/4 Article No. 400557/1405712011 Volume 18, number 4, pp319-335. 10. Heenetigala K and Armstrong, A. (2011), Accountants, Small Business and IT, National Accountant, December /January 2011, pp 60-61. 11. Kanthapanit, Chinnapat, Armstrong, A. and Tippet, J. 2011Determinants of Minority Shareholder Rights in the Thai Banking Sector. World Review of Business Research Vol. 1. No. 1. March 2011. 12. Li, Y and Pontines, V (2011) Regime Dependence, Mrs. Machlup's Wardrobe and the Accumulation of International Reserves in Asia (with Victor Pontines), Economics Letters, Elsevier, vol. 110( 3), pages 231-234, March 2011. (ERA Rank = A) 13. Li, Yongqiang, Armstrong, A. and Clarke, A (2011) An Instrument Variable Model of the Impact of Financing on Performance of Small Businesses in Australia Pre-Global Financial Crisis Firm Level Empirical Analysis Using ABS Business Longitudinal Data 2007. Journal of Modern Accounting and Auditing, 2011 (forthcoming), (ERA Rank = C 14. Li, Yongqiang,, Armstrong, A. and Clarke, A (2011) Governance of Small Business in China: An Institutional Perspective), Special Edition of International Journal of China Studies, Vol.2, No. 2, August/September 2011, pp. 507-522. 15. Michael, I., Armstrong, A. Badran, B. and King, B. 2011 Dubai outbound tourism: An exploratory study of Emiratis and expatriates. Journal of Vacation Marketing Vol. 17(1), pp. 83-91. 16. Klettner, A. and Clarke,T. (2011) Board Performance Evaluation Post-Financial Crisis, Keeping Good Companies, May, pp 206-212 17. Adams, M; Continuous disclosure (2011) 5 th December, 28 th annual conference The global view of governance Chartered Secretaries Australia Sydney Wentworth Hotel, NSW. Page 3of 7

18. Adams, M; Officers duties caught in the spotlight! (2011) 2 nd June, Annual Corporate Update Put yourself in the picture Chartered Secretaries Australia QLD, Stamford Plaza, Brisbane, QLD. 19. Adams, M; In-house counsel and corporate governance damned if you do, damned if you don t? (2011) 11 th May, ACLA Western Sydney In-House Counsel Seminar, Woolworths Head office, NSW. 20. Adams, M; Directors and Officers duties: Conflicts of Interest (2011) 3 rd May, Murrumbidgee Irrigation Area conference, Yanco Agricultural College, NSW. 21. Adams, M; Latest developments in officers duties (2011) 15 th April, 2 nd Small Business Conference, Victoria University, Melbourne, VIC. Journal article other contribution to refereed journal 1. Armstrong, A. 2010 Issues and future directions in the regulation and technology of small business enterprises. Editorial Special Issue on Small Business. Journal of Business Systems, Governance and Ethics. Vol4. No. 4., pp.vi-viii. Journal article non-refereed article 1. Armstrong, A and Heenetigala K 2011, Accountants, Small Business and IT, National Accountant, December /January 2011, pp 60-61 Major reviews 1. Armstrong, A. Heenetigala, K. Clarke, A. Clark, C. Francis, R. Tatnall, A. and Dai, W. 2010 The use of internet reporting for small business and accountants. Report of the NIA Research Grant project 2009-10, ISBN 978-1-86272-689-5, 89pp. http://vuir.vu.edu.au/15789/1/internet_reporting_for_small_business_project.pdf Conference full written paper refereed proceedings 1. Adams, M; Continuous disclosure (2011) 5 th December, 28 th annual conference The global view of governance Chartered Secretaries Australia Sydney Wentworth Hotel, NSW. 2. Adams, M; Officers duties caught in the spotlight! (2011) 2 nd June, Annual Corporate Update Put yourself in the picture Chartered Secretaries Australia QLD, Stamford Plaza, Brisbane, QLD. 3. Adams, M; In-house counsel and corporate governance damned if you do, damned if you don t? (2011) 11 th May, ACLA Western Sydney In-House Counsel Seminar, Woolworths Head office, NSW. 4. Adams, M; Directors and Officers duties: Conflicts of Interest (2011) 3 rd May, Murrumbidgee Irrigation Area conference, Yanco Agricultural College, NSW. 5. Adams, M; Latest developments in officers duties (2011) 15 th April, 2 nd Small Business Conference, Victoria University, Melbourne, VIC. 6. Heenetigala, K. and Armstrong, A (2010), Potential Impact of ICT on Regulation of Governance in Small Business, 7th Workshop on Corporate Governance, Brussells, Belgium. 21-22 June 2010 Page 4of 7

7. Heenetigala, K. and Armstrong, A (2010), Potential Impact of ICT on the Governance in Small Business, 8th International Conference on Corporate Governance, Corporate Governance and Sustainability Birmingham, UK. 23rd June 2010 8. Heenetigala, K. and Armstrong, A (2010), Potential Impact of New Technology on Governance in Small Business, 2010 Finance and Corporate Governance Conference Melbourne, Australia, 7-9 April 2010. 9. Heenetigala, K. and Armstrong, A (2010), The Use of Internet Reporting for Small Business, 2nd International Conference on Corporate Governance, Sydney, Australia, 7-9 February 2010. 10. Heenetigala, K. And Armstrong, A. (2010) The impact of internet reporting for small businesses and their accountants. 5th International conference on accounting and management information systems, Bucharest, Romania, 17-18 June. 11. Li, Yongqiang (2010). Characteristics of small corporations in the service sectors in Australia. Proceedings of the 2nd International Conference on Corporate Governance. pp. 240-261. 2010. Sydney 12. Armstrong A F & Francis R D (in press). When taking the chair is taking a risk. Journal of financial crime. 13. Armstrong, A. 2011 Keynote address: Managing your project and your supervisor. Paper presented to the Australian and New Zealand Academy of Management Research and Publication Conference RMIT University Vietnam 23-24 September 2011. 14. Armstrong, A. 2011 Publishing your research. Paper presented to the Australian and New Zealand Academy of Management Research and Publication Conference RMIT University Vietnam 23-24 September 2011. 15. Armstrong, A. and Francis, R.2011 When taking the chair is taking a risk. Paper presented 28 th International Symposium on Economic Crime Responsibility for Risk, Jesus College, University of Cambridge, 5-10 September 2011. 16. Armstrong, A. And Francis,R.D. 2011 Protecting the Whistleblowers. Paper presented to the 28 th International Symposium on Economic Crime Jesus College, University of Cambridge, 5-10 September 2011. 17. De Silva Loku Waduge, C and Armstrong, A (2011) Assessment of Good Governance in the Australian University Sector, 25th ANZAM conference, Wellington, New Zealand, 7-9 December 2011. 18. Francis R D & Armstrong A F (in press). Corruption and whistleblowing in humanitarian aid agencies. Journal of financial crime. 19. Francis R D & Armstrong A F (in press).december. Some contemporary considerations about whistleblowing. The Cyprus Accountant. 20. Francis R.D. and Armstrong, A. 2011 Formal meetings as an aid to corruption prevention in international humanitarian aid agencies. University of Cambridge, 5-10 September 2011. 21. Francis, R.D. 2011. Migrant Crime. Presented to the University of Cambridge Law School. October 2011. 22. Francis, R.D. and Armstrong, A. 2011 Some contemporary considerations about whistleblowing. Paper presented to the workshop Whistleblower Protection at the 28 th International Symposium on Economic Crime Jesus College, University of Cambridge, 5-10 September 2011. 23. Heenetigala, K (2011) Adaptation to Cross-Cultural Environment, Workshop on Issues Related to Women in Migration, International Women s Day 2011, Victoria, 14 May 2011 24. Heenetigala, K (2011) Governance for Small Business: Respondent views on Corporate Regulation and Corporate Governance, Small Business Forum, Victoria University, 15 April 2011 Page 5of 7

25. Heenetigala, K and Armstrong, A (2011) Corporate Governance Issues Facing Small Corporations in Australia, Paper presented to the 2nd Finance and Corporate Governance Conference Latrobe University RACV Club, Melbourne. 28-29 April 2011 26. Heenetigala, K and Armstrong, A (2011) The Value of Corporate Governance to Small Businesses in Australia, 25th ANZAM conference, Wellington, New Zealand, 7-9 December 2011. 27. Ismail, Aida Maria, Armstrong, A., Clark, C (2011) Director s Integrity: An Assessment of Corporate Integrity. Paper presented to the 2nd Finance and Corporate Governance Conference Latrobe University RACV Club, Melbourne. 28-29 April 2011. 28. Li, Y. (2011) Relationships of Governance, Regulation and Performance of Small Businesses in Australia. Presented at PhD symposium, 2nd International Finance and Corporate Governance conference, RSCV, Melbourne, Australia, April, 27-29, 2011. 29. Li, Y. (2011) Small businesses in China: Challenges and Opportunities, presented at the Forum of Chinese Postgraduates and Scholars in Melbourne, Victoria University, Melbourne, June 18, 2011. 30. LI, Y, Armstrong, A. and Clarke, A (2011) An Instrument Variable Model of the Impact of Financing on Performance of Small Businesses in Australia Pre-Global Financial Crisis Firm Level Empirical Analysis Using ABS Business Longitudinal Data 2007. presented at the 2nd International Finance and Corporate Governance conference, RSCV, Melbourne, Australia, April, 27-29, 2011. 31. Li, Yongqiang, Armstrong, A and Clarke, A (2011b). Developing a Comprehensive Framework for Performance Determination of Small Businesses in Australia. Accepted by 2nd Finance and Corporate Governance Conference, La Trobe University, Melbourne, Australia. 28-29 April 2011. 32. LI, Y, Armstrong, A. and Clarke, A (2011) Governance of Small Business in China: An Institutional Perspective, presented at International Conference of Growth, Governance and Equity: Exploring the Social Implications of China s Economic Transformations, University of Malaya, Kuala Lumpur, June 1-2, 2011. 33. LI, Y, Armstrong, A. and Clarke, A (2011) Models of Governance, Regulation and Performance of Small Corporations in Australia. Presented at the 2nd Small Business Conference, Victoria University, Melbourne, Australia, April, 15, 2011. 34. LI, Y, Armstrong, A. and Clarke, A (2011) What is a Small Business in Australia: A Profile. Presented at the 2nd Small Business Conference, Victoria University, Melbourne, Australia, April, 15, 2011. 35. Li, Y, Armstrong, A. and Clarke, A. 2011 Business Exits in Australia: What are the determinants? Paper presented to the 5 th VAPS Research Workshop. Melbourne, University of Melbourne 36. Li, Y, Hassan, Abdi, Abdirashid, E and Zeller, B (2011) Investor Protection and Financial Performance of Islamic Financial Institutions: An Econometric Analysis, accepted to the 8th International Conference on Islamic Economics and Finance, Doha, Qatar, 19-21 December, 2011. 37. Li, Y, Armstrong, A. and Clarke, A (2011) Business Exits in Australia: What are the determinants? Accepted to the VACPS 2011 conference, Melbourne, 12 November, 2011. 38. Li, Y., Heyworth, P (2011) Keeping up the National Volunteering Standards, accepted by the VNZ conference, 23 May, 2011, Melbourne. Wellington, New Zealand. 39. Shariff, Z and Armstrong, A (2011) Enhancement of Organisational Capability for Successful Service Delivery of Mass Sports Programs, 25th ANZAM conference, Wellington, New Zealand, 7-9 December 2011. Page 6of 7

40. Tilaksiri, K., Armstrong, A., Heenetigala, K. and Welmilla, I. (2011) A Comparative Study of Corporate Social Responsibility in the Developed and Developing Countries,, International conference on Business and Information, Sri Lanka, 20 Oct 2011, ISBN: 978-955-9044-96-3 41. Wan Yussoff, W.F. Armstrong, A. 2011 What competencies should directors possess? Paper presented to the conference October 2011. Annual Summit on Business and Entrepreneurial Studies (ASBES 2011). Grand Margherita Hotel, Kuching, Sarawak, Malaysia Conference full written paper non-refereed proceedings 1. Miller, G (2009), Developing a small business regulatory system, Conference on Small Business: Regulation and Technology, Victoria University, Australia, November 2009. 2. Adams, M (2009), 20 year snap shot of the development in the regulation of small corporations, Conference on Small Business: Regulation and Technology, Victoria University, Australia, November 2009. 3. Clarke, T, Klettner, A (2009), Corporate Governance Issues for SMEs, Conference on Small Business: Regulation and Technology, Victoria University, Australia, November 2009. 4. Heenetigala, K. and Armstrong, A (2009), The Use of Internet Reporting for Small Business, Conference on Small Business: Regulation and Technology, Victoria University, Australia, November 2009. 5. Dai, W (2009), Future opportunities for small business offered by new technology, Conference on Small Business: Regulation and Technology, Victoria University, Australia, November 2009. 6. Clarke, A (2009), The emerging role for new technology in the regulation of small business, Conference on Small Business: Regulation and Technology, Victoria University, Australia, November 2009. 7. Small Business Forum 15 March 2011 Papers presented by: Armstrong, A. Clarke, A.D. Li, Y. Heenetigala, K. Adams, M. Conference unpublished presentation 1. Clarke, A. D. COSBOA Annual Small Business Summit, 10 July 2010, Brisbane, Convenor of Corporations Law Session Workshops 1. Heenetigala, K, Li, Y and Con Foo, R (2011) Challenges Facing Small Businesses in Australia, 25th ANZAM conference, Wellington, New Zealand, 7-9 December 2011. Reports and other publications 2. Armstrong, A. Li, Y. Heenetigala, K. and Clarke, A. Response to the Small Business Victoria Discussion Paper 2011. 3. Francis R D & Armstrong A F (in press).december. Some contemporary considerations about whistleblowing. The Cyprus Accountant. 4. Li, Y., Du, M (2011) Volunteerism in Local Governmental Areas in Victoria. Consultation to People First-Total Solutions. Project Report. Page 7of 7