SYSTEM OFFICES THE TEXAS A&M UNIVERSITY SYSTEM Chancellor s Delegation of Authority for Contract Administration Fiscal Year 2018

Transcription

1 General Delegations: SYSTEM OFFICES THE TEXAS A&M UNIVERSITY SYSTEM Chancellor s Delegation of Authority for Contract Administration Fiscal Year 2018 The Chancellor is delegated the authority to sign and approve contracts of less than $750,000 not specifically reserved by the Board of Regents in System Policy 25.07, Contract Administration. In accordance with System Policy 25.07, 6, the Chancellor may delegate authority to deputy chancellors, vice chancellors, CEOs or others to sign and approve these contracts. In accordance with System Policy 25.07, the Delegation of Authority for Contract Administration for all contracts less than $750,000 is shown on the following pages. In case of unavailability of the person who has the delegated authority, either the Vice Chancellor for Business Affairs or Executive Director, Budgets and Accounting is delegated the authority to execute the contract. Other exceptions to this delegation are stated in System Policy 25.07, 3. Certain contracts that involve or exceed an annual consideration of $500,000 or more or are longer than 5 years must be approved by the Board of Regents in accordance with System Policy 25.07, 2. Legend: Asst. Assistant SOBA System Office of Budgets & Accounting AVC Associate Vice Chancellor SR System Regulation BOR Board of Regents SREO System Real Estate Office, a function of OGC CAO Chief Academic Officer SP System Policy CEO Chief Executive Officer SRS Texas A&M Sponsored Research Services - CFO Chief Financial Officer Director, Assoc. Executive Director, & Executive CIO Chief Information Officer Director ED-FPC Executive Director, Facilities, Planning & SYCO System Marketing & Communications Construction System The Texas A&M University System FPC Facilities, Planning & Construction TTC AVC, Texas A&M System Technology HUB Historically Underutilized Businesses Commercialization OGC Office of General Counsel PI Principal Investigator/Research PD Director, Procurement VCR Vice Chancellor for Research Page 1 of 24 November 6, 2017

2 Notes: 1 REQUIRED GENERAL COUNSEL REVIEW (System Policy 25.07, 4): Unless otherwise stated in System Policies or System Regulations, all contracts that have a stated or implied consideration of $100,000 or more must be submitted to OGC for review and approval as to form and legal sufficiency when required by OGC guidelines that have been approved by the chancellor. 2 Proposed contracts and agreements meeting one or more of the following requirements do not need to be reviewed and approved by OGC, provided that such contracts and agreements are reviewed by the member in accordance with System Policy 25.07, System Regulation and the System Contract Review Checklist: a. contracts and agreements entered into pursuant to an unaltered contract form or template approved by OGC within the preceding three years; b. interagency and intra-system agreements entered into pursuant to System Regulation ; c. sponsored research contracts, cooperative agreements, and grants entered into with an agency of the United States government that contain standard clauses common to such contracts, cooperative agreements and grants 3 All contracts for goods or services must be in compliance with System Regulation , Acquisition of Goods and/or Services. All purchases shall comply with state statutes relating to contracting with historically underutilized businesses and procurement of goods and services from persons with disabilities. 4 It is the responsibility of the person noted in the Typical Routing for Departmental Review section to signify in writing (via or memorandum) that they have reviewed the contract before sending it to the next person on the list. It is the responsibility of the person noted in the Authorization to Execute Contracts sections to so note the complete routing and review certifications before signing the contract. 5 Questions regarding contract administration should be directed to the Office of Budgets and Accounting as outlined in System Rule S1, Contract Administration. Page 2 of 24 November 6, 2017

3 1. ADVERTISING AGREEMENTS 1.1 Advertising Agreements TEES Communications (as needed) <$10, AFFILIATION AGREEMENTS/AFFILIATION SERVICE AGREEMENTS 2.1 Agreement with Foreign Governmental Bodies Director, Global Partnerships 2.2 Private Companies & Foundations Executive Director for Industry Relations 3. ARTICULATION AGREEMENTS 3.1 Agreements with other institutions of higher education regarding transfer of courses 4. ATHLETIC AGREEMENTS 4.1 Athletic Events Scheduled NCAA sanctioned sporting events. Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Athletic Game Guarantees Not applicable Not applicable Not applicable 4.2 Athletic Event Sponsorship Not applicable Not applicable Not applicable 4.3 Transportation Purchase Order Contracts Not applicable Not applicable Not applicable 4.4 Hotel Purchase Order Contracts Not applicable Not applicable Not applicable 4.5 Athletic Facility Rental Agreements Limited use of System property by outside entities. See Section herein. See Section herein. See Section herein. 4.6 Recreational Sports Event Sponsorship Not applicable Not applicable Not applicable 5. COLLECTION AGENCY AGREEMENTS 5.1 Collection of Accounts (See below). All collection agency contracts, extensions and renewals are subject to and conditioned upon express written approval of the State Attorney General. [LANGUAGE FROM CONTRACT TEMPLATE] Page 3 of 24 November 6, 2017

4 5.1.1 Collection Agency Agreements General Counsel acts as liaison to the Attorney General and shall retain executed copies (not originals) and approve all collection agency contracts for the System and its members. Department Head OGC Page 4 of 24 November 6, 2017 CEO, CFO or PD executes and OGC and the State Attorney General approve prior to Vendor execution. 6. CONSTRUCTION CONTRACTS (SP 51.02, 51.04, SR ) * Monetary Categories Above Do Not Apply to this Section. 6.1 Minor Projects (Less than $4,000,000) 6.2 Major Projects ($4,000,000 or more, but less than $10,000,000) 6.3 Architect/Engineer Employment of Architect/Engineer for Consultant/Engineering Professional Services. 7. CONSULTING AGREEMENTS 7.1 Statutory Consulting Agreements Acquisition of consulting services as defined by Texas Government Code Statutory Consulting Agreements Providing consulting services to 3 rd parties 8. DONOR AGREEMENTS (SP 21.05, SR ) (as needed) (as needed) (as needed) Board of Regents Approval as needed See Section 27.7 herein. See Section 27.7 herein. See Section 27.7 herein. See Section 26.1 herein. See Section 26.1 herein. See Section 26.1 herein.

5 8.1 Personal Property with Restrictions (including indemnification) on Acceptance (including cash or cash equivalents) See SP Real Property (including all bequests) All decisions involving accepting donations of real property should be coordinated through the SREO pursuant to SP EMPLOYMENT APPOINTMENTS Property Manager (property donations) Deputy Controller less than $50,000 $50,000- $100,000 Page 5 of 24 November 6, 2017 See Section 23.3 herein. See Section 23.3 herein. See Section 23.3 herein. 9.1 Faculty Offer Letters (Conditional letters of appointment to faculty) Approval of Appointment Offers Not applicable Not applicable Not applicable Tenure with Appointment (Rank of Professor, Associate Professor) Approval of Appointment Offers Tenure-Track Faculty Appointments (Rank of Associate Professor, Assistant Professor, Instructor) Approval of Appointment Offers Non-Tenure Track Appointments (e.g. Visiting Faculty Titles & Lecturer Titles) Approval of Appointment Offers Appointment and accompanying salary changes as Dean, Interim Dean, Acting Dean Approval of Appointment Offers Appointment and accompanying salary changes as Academic Department Head, Interim Head, Acting Head Approval of Appointment Offers Appointment and accompanying Not applicable Not applicable Not applicable Faculty Equivalent Researchers Human Resources Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Human Resources

6 salary changes for faculty members appointed as Director of an Academic Administrative Services Center or Institute Approval of Appointment Offers Appointment and accompanying salary changes as Associate or Assistant Dean Approval of Appointment Offers Appointment and accompanying salary changes as Associate or Assistant Department Head, Departmental Division Head Approval of Appointment Offers Faculty Appointments in Excess of Budgeted 100% Assignment Continuing and Extension Education Other Instructional Agreements Temporary Hires (part-time faculty, adjunct faculty) Page 6 of 24 November 6, 2017 Not applicable Not applicable Not applicable Human Resources Not applicable Not applicable Not applicable Workforce Development Not applicable Not applicable Not applicable Off-Campus Instruction Not applicable Not applicable Not applicable Graduate Assistants (initial employment agreement for graduate student assistants) 9.2 Non-Faculty Employment Appointments Approval of Appointment Offers Non-Classified Administrative Staff Human Resources (for changes) Assistant Dean for Academic Affairs Human Resources Risk and Compliance (foreign national)

7 9.2.2 Approval of Appointment Offers Classified Support Staff Approval of Appointment Offers Staff in Excess of Budgeted 100% Assignment Human Resources Risk and Compliance (foreign national) Human Resources Risk and Compliance (foreign national) 10. EMPLOYEE BENEFITS CONTRACTS Risk 10.1 Group Insurance Contracts/Policies and Administrative Agreements 11. EQUIPMENT LEASE AGREEMENTS TEES as Lessor 11.1 Equipment Lease with Purchase Option Non-employee (former faculty, research sponsor, etc.) rental for a specific period with fixed purchase option of TEESowned equipment Equipment Lease for TEES -Related Activities Non-employee (student, conference, etc.) rental for a specified period of TEES - owned vehicle or other equipment Rental Vehicles (Non- TEES Lessee) Equipment TEES as Lessee 11.3 Equipment Lease with Purchase Option Rental of equipment for TEES use with (as fixed option to purchase within a needed) specified period (five years or less). <$10,000 Page 7 of 24 November 6, 2017

8 11.4 Equipment Lease (Rental) Rental of equipment for TEES use for a specified period (five years or less). (as needed) 12. FEDERAL & STATE REGULATORY AGREEMENTS 12.1 Permits, Licenses, Declarations, Applications Filed with Regulatory Agencies TAMU Environmental Health & Safety (if needed) <$10,000 Director, Risk and Compliance 13. FINANCIAL CONTRACTS Treasury Services 13.1 System Depositories (SP 22.02) 13.2 Investment (SP 22.02) Investment Consultants and Advisors (subject to provisions of Section 7 Consultant Agreements) Investment (SP 22.02) 13.3 Debt (SP 23.02, RFS, HEF and PUF) Financial Advisors (subject to provisions of Section 7 Consultant Agreements) Bond Counsel (See Section 19.2 Legal) 13.4 Other Banking Functions (Custodial agreements, securities lending agreements) 14. GRANT PARTICIPATION AGREEMENTS (FEDERAL/STATE/LOCAL/PRIVATE) 14.1 Grants (sponsored projects) (See Section 24) PI SRS (if appropriate) Director, Risk and Compliance (as needed) 14.2 Student Financial Aid Not applicable Not applicable Not applicable Page 8 of 24 November 6, 2017

9 14.3 Funding Agreements (Academic) 14.4 Funding Agreements (Non-Academic) Page 9 of 24 November 6, 2017 Not applicable Not applicable Not applicable PI SRS (if appropriate) TEES Contracting Officer 15. INSURANCE-PARTIAL RISK TRANSFER CONTRACTS Risk and Safety (Retention of Predetermined Limited Risk with Contractual Transfer of Excess Risk Exposure 15.1 Fleet Automobile and Motor Driven Liability Contract (Motorized autos and machinery driven by System employees.) Contract reviewed by the State Board of Insurance, Attorney General s Office and the Texas Building and Procurement Commission Directors and Officers Liability Contract (Covers BOR, System Administrators, Faculty and Staff) 15.3 Healthcare Purchasers Professional Liability Contract (Professional /Fiduciary coverage for System Self- Insured Group Benefit Programs) 15.4 Various Insurance Partial Risk Transfer Contracts (Funding from Member/User) NOTE: The Office of Risk and Safety is responsible for all Systembased Partial Risk Transfer Contracts. Risk must be contacted before any insurance is purchased Workers Compensation Insurance Claims processing or settlement 15.6 Administrative Contracts 16. INTELLECTUAL PROPERTY (SP 17.01)

10 Texas A&M Technology Commercialization (TTC) 16.1 Technology Transfer Patent License Agreement (Technology Transfer) Executive Director for Commercialization and Non-Patent License Agreement (Technology Transfer) Entrepreneurship Executive Director for Technology Commercialization and Entrepreneurship Trademark License Executive Director for Technology Commercialization and Entrepreneurship Invention/Software Copyright Disclosure Executive Director for Technology Commercialization and Entrepreneurship Software License See Section 22.3 herein. See Section 22.3 herein. See Section 22.3 herein Material Transfer (Commercial) Executive Director for Technology Commercialization and Entrepreneurship Material Transfer (Non- Commercial) Executive Director for Technology Commercialization and Entrepreneurship Page 10 of 24 November 6, 2017

11 16.2 Intellectual Property Application and Prosecution Executive Director for Technology Commercialization and Entrepreneurship 16.3 Collegiate Licensing 16.4 Nondisclosure/Confidentiality Agreements Committing TEES or individuals other than the individual signing. (Nondisclosure/Confidentiality Agreements that SOLELY bind the individual signing are exempt.) 16.5 Texas Inter-Agency Agreements Commitment for the use/acquisition (provision) from (to) another state agency or institution 16.6 Business Services Agreements (with outside entities) 16.7 Affiliation Agreements with Foreign Governmental Bodies and Private Companies and Foundations 16.8 Federal/State Program Participation Agreements 16.9 Federal/State Regulatory Agreements (permits, licenses, declarations, applications filed with regulatory agencies) Intra-System Agreements Commitments for the use/acquisition (provision) from (to) other System Members Memorandum of Agreement Page 11 of 24 November 6, 2017

12 Non-academic (letter style) agreements which document programmatic commitments between TTC and Non- System entities 17. INTER-AGENCY and INTER-LOCAL AGREEMENTS 17.1 Inter-Agency Agreements Commitment for the use/acquisition (provision) of resources from (to) another STATE AGENCY governed by Texas Government Code Chapter Inter-Local Agreements Commitment for the use/acquisition (provision) of resources from (to) a LOCAL GOVERNMENT governed by Texas Government Code Chapter INTRA-SYSTEM AGREEMENT 18.1 Intra-System Agreement Commitment for the use/acquisition (provision) of resources from (to) other SYSTEM members. (if funds are encumbered) (if funds are encumbered) (if funds are encumbered) for Research and Testing Agreements <$250, for Research and Testing Agreements <$250, for Research and Testing Agreements <$250, LEGAL (SP 09.04, SR ) 19.1 Litigation (See below) All settlements shall have concurrence of the TEES CEO and General Counsel and where required, the approval of the State Attorney General Approval to Settle: $100,000 or less General Counsel $100,000 to $300,000 Chancellor More than $300,000 BOR Department Head CEO CEO 19.2 Outside Legal Counsel OGC OGC General Counsel acts as liaison to the Attorney General and shall retain, manage and approve all outside counsel for the System and its members. 20. MEMORANDA OF AGREEMENT/UNDERSTANDING - ACADEMIC Page 12 of 24 November 6, 2017

13 20.1 General Memorandum of Agreement or Understanding (Letter Agreement) Documents programmatic commitments between TEES and non-tees entities; contracts to perform educational and service activities consistent with the TEES mission Cooperative Agreements Student co-op affiliation agreements with sponsoring entities International Affairs Documents mutual obligations for international joint programs International Study Abroad Program 20.5 Training Affiliation (internships) Documents mutual obligations to establish training [internship opportunities] for TEES students Work Study Program Agreements 21. MEMORANDA OF AGREEMENT/UNDERSTANDING NON-ACADEMIC 21.1 General Memorandum of Agreement or Understanding (Letter Agreement) Documents commitments between TEES Responsible Assoc/Asst and non-tees entities that are nonacademic in Agency Director nature. 22. PURCHASE AGREEMENTS (TEES acquiring goods and non-professional services) 22.1 TEES Purchase Orders <$10,000 Purchase of goods from outside vendor CIO (IT purchases) using standard form promulgated by TEES which are processed through the appropriate bid process in accordance (High profile collaborations requested by collaborator and confirmed by Deputy Director) Page 13 of 24 November 6, 2017

14 with TAMUS policies and State requirements Vendor Purchase Orders Purchase of goods or services from outside vendor using vendor supplied document or negotiated agreement. CIO (IT purchases) (as needed) 22.3 Software License Agreements Contract for site use of computer software using vendor supplied document or agreement Department Contract limiting application to CIO (IT purchases) specific Department. (as System Offices Contract providing System Office computing application Memberships Purchase of Organizational Affiliations for individuals, groups, or the institution Professional/Service Associations Purchase by TEES on behalf of an individual, group or the institution of a membership in a professional or service organization Social/Individual Purchase by TEES on behalf of an individual of a membership in a social organization Library Acquisitions Books, subscriptions, reference materials, memberships purchased for the express purpose of obtaining <$10,000 <$10,000 needed) Page 14 of 24 November 6, 2017

15 publications. Database services and lease agreements for electronic library materials Library Subcontracts TEES library subcontracts to provide off-campus library services Commercial Licenses (Chick-Fil-A, etc.) 22.8 Maintenance Agreements acquired with equipment purchase or as stand-alone purchase 22.9 Partial Sale, Partial Gift Purchases (See SP 22.05, 3) Financing Service Agreements related to the acquisition of good or services. as needed) OGC <$10,000 Board of Regents Board of Regents 23. REAL PROPERTY TRANSACTIONS (SP 41.01, SR ) 1 * Monetary Categories Above Do Not Apply to this Section 23.1 Purchase of Real Property Per SP 41.01, 2 and SR , 3: o SREO oversees all acquisitions of real property Condemnation of Real Property Per SP 41.01, 2 and SR , 3: o SREO oversees all acquisitions of real property Gifts/Bequests of Real Property Per SR , 3: 1 Per SP , 1.5, for each real property transaction, legal forms and documents must be reviewed and approved for legal form and sufficiency by OGC. Page 15 of 24 November 6, 2017

16 o o SREO oversees all acquisitions of real property. SOBA and OGC must approve prior to CEO accepting gift Sale or Exchange of Real Property Per SP 41.01, 3 and SR , 4: o SREO oversees all activities required to dispose of or exchange real property. o Member CEOs may recommend disposal or exchange of System real property Lease of Real Property TO 3 rd Parties o Lease of SYSTEM-owned facilities and/or land for a period. SREO shall review leases as required by SR , 5. o Leases to 3 rd Parties with a term >5 years, including renewals, must be approved by the BOR as required by SP 41.01, FROM 3 rd Parties Lease of facilities (office, laboratory, classroom, storage, residence, etc.) and/or land from a 3 rd party for TEES use for a specified period. See SR , 4 and SR , 6 o SOBA OGC SREO (if funds encumbered) SREO (if funds encumbered) SREO (if funds encumbered) Page 16 of 24 November 6, 2017

17 Student Retreat Facility Lease of facilities (camp grounds, recreational facility, residence, etc.) and/or land for TEES use for a specific student retreat Easements (SP 41.01, 6) System as Grantor (easement across System property) (10 year limit) System as Grantee (easement across 3 rd party s property) (Requires BOR approval if over $300,000) Conditional Roadway Easements (indefinite term) (Requires BOR approval) 23.7 Housing Agreements International Housing University owned or leased housing provided for visiting international faculty Residence Hall On-campus student housing Student Apartments Off-campus University-housing provided for students Mail Box Rental of residence hall mail boxes Other Grants of Rights in Real Property Permits, Licenses and Facility Use Agreements covering System property (temporary or Page 17 of 24 November 6, 2017

18 periodic use, i.e. arenas, stadiums, classrooms, etc.). See SP , Permits and Licenses of System Land, including Water Use and Antiquities Permits Permits, Licenses and Facility Use Agreements covering 3 rd Party Property (temporary or periodic use, i.e. arenas, stadiums, classrooms, campgrounds, etc.). See SP , Oil, Gas and Mineral Rights Leasing See SP 41.01, Other Oil, Gas and Mineral Rights documents (i.e. Division Orders, Pooling Agreements, Ratification Agreements, Assignment Consents, Affidavits and related documents) Other Real Property Documents (i.e. Surface Use Agreements, Subordination, Non-disturbance & Attornment Agreements, Assignments, Estoppels, Consents, Ratifications, Releases, SREO SREO SREO SREO SREO SREO Page 18 of 24 November 6, 2017

19 Memorandums, Affidavits, etc.) 23.9 Service Contracts for Real Property Transactions (surveyors, appraisers, property inspectors, title company contracts, etc.) (See Section 27.6) 24. RESEARCH AGREEMENTS 24.1 Research agreements (where member is the prime contractor signing the agreement with the sponsor; or member is a subcontractor signing the agreement with the prime contractor or a higher-tier subcontractor). Includes grants, contracts, and cooperative agreements 24.2 Sub-agreements/Sub-recipient/Subgrant/Sub-contract agreements for sponsored research and ancillary services (where member is the prime contractor signing the agreement with a subcontractor; or member is a subcontractor signing the agreement with a lower-tier subcontractor). SREO PI SRS (if appropriate) PI SRS (if appropriate) 24.3 Proposal Submissions PI Fiscal Office SRS (if appropriate) 24.4 Teaming Agreements PI 24.5 Non-disclosure Agreements PI SRS (if appropriate) SRS (if appropriate) SRS (if appropriate) <$500, >$501,000 to $999,999 >$1,000, SRS (if appropriate) <$500, >$501,000 to $999,999 >$1,000, SRS (if appropriate) SRS (if applicable) (informational copy) 24.6 Material Transfer Agreements PI Page 19 of 24 November 6, 2017

20 (informational copy) 24.7 Testing/Analytical Agreements PI 24.8 Misc. Research Agreements. Includes Vessel Time Charter Agreements and Video Production Agreements. SRS (if applicable) Page 20 of 24 November 6, REVENUE GENERATING AGREEMENTS 25.1 Revenue Generating 26. SALES AGREEMENTS (TEES providing goods or services) 26.1 Consultant/Professional Service Agreements TEES acting as consultant or performing professional service (including testing services). PI Analysis Testing PI 26.2 Property Transfer Agreements (inventoried and non-inventoried items) Transfer or surplus property Property Manager Transfer within the System Property Manager Transfer to another state agency Property Manager Transfer to an independent third party Property Manager (inventoried items) Property Manager Property Manager Property Manager

21 27. SERVICES AGREEMENTS (TEES acquiring services) 27.1 Educational Testing Services <$10, Entertainment Events Artistic entertainment performance agreements Lecture/Seminar Speaker Agreements Use of non-faculty/staff to lecture or speak in support of institutional programs Maintenance Agreements Purchase with Equipment Purchase Purchase of maintenance services from equipment vendor as an integral part of equipment purchase Stand Alone Purchase Purchase of maintenance services independent from equipment purchase or vendor Non-academic Instruction Recreational Sports 27.6 Statutory Professional Services Acquisition of professional services as defined by Texas Government Code (accounting, architecture, optometry, medicine, land surveying, real estate appraising, and professional engineering). PI Director of Donor Relations and Events (nonstandard terms) as needed) as needed) <$10,000 <$1, <$10,000 <$10,000 <$10,000 Page 21 of 24 November 6, 2017 Not applicable Not applicable Not applicable nonstandard terms) <$10,000

22 Agreements for outside counsel must comply with Section 19 herein Statutory Consulting Services Acquisition of consulting services as defined by Texas Government Code Agreements for outside counsel must comply with Section 18 herein. nonstandard terms) Director of Human Resources as needed <$10, Student Medical Services Not applicable Not applicable Not applicable 27.9 Unclassified Services <$10,000 Purchase of services not specified elsewhere. 28. SPECIAL EVENTS 28.1 Conference/Short-Course Workforce Development (approval to host short course) Director of Donor Relations and Events (if needed) 28.2 Exhibition Loan Agreements Documents commitments to display, secure, admit public, etc. to view works of art of material of public interest. 29. UNCLASSIFIED AGREEMENTS Contracts and agreements not specifically classified above. 30. Cost Sharing Approvals PI Fiscal Office 31. IDC Waivers PI Assistant Agency Director for Strategic Initiatives and Centers (as applicable) Page 22 of 24 November 6, 2017

23 32. IP Waivers PI 33. Hotel Contracts (if Facilities Use Addendum is signed unaltered by facility.) (If no or an altered Facilities Use Agreement is used.) 34. Visiting Scientists/Scholar/Volunteer PI Human Resources Risk and Compliance (foreign national) (nonstandard terms and conditions) 35. Interim Funding PI 36. Data Use Agreements (Incoming) PI Risk and Compliance IT IRB 37. License/Use Agreement Member Owned IP PI Assistant Agency Director for Strategic Initiatives and Centers Executive Director for Commercialization and Entrepreneurship,$10,000 with standard Facility Use Addendum Assoc Agency Director, Infrastructure and Disciplinary Divisions Director, Human Resources <$30,000 Executive Director for Commercialization and Entrepreneurship Assoc Agency Director, Infrastructure and Disciplinary Divisions Director, Human Resources >$500,000 Page 23 of 24 November 6, 2017

24 (In accordance with System Policy ) Assistant Agency Director for Commercialization and Entrepreneurship 38. Investments in Companies/Other Equity Transactions (Convertible Debt or Equity) 39. Equipment Loan Agreement (TEES as recipient) Principal Investigator Executive Director for Commercialization and Entrepreneurship TEES Contracting Officer Principle Investigator Department Head Inventory & Property Control Coordinator TEES Contracting Officer Director for Commercialization and Entrepreneurship Page 24 of 24 November 6, 2017