RRA 2 NATIONAL COUNCIL FOR CONSTRUCTION Website:

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1 RRA 2 NATIONAL COUNCIL FOR CONSTRUCTION Website: REGISTRATION OF CONTRACTORS REGIONAL OFFICES HEAD OFFICE NORTHERN SOUTHERN CENTRAL Plot 1612/1623 Luchengo Road, Room 213 Mukuba Pension House, Stand No. 252 Malima Street, Plot Off Sheki Sheki Road, P.O Box 23163, Mochipapa, Off Lubansenshi Road Light Industrial Area Kitwe, Zambia. Choma, Zambia. Olympia P.O. Box Tel: Tel: Lusaka, Zambia Lusaka, Zambia Fax: Fax: Tel: /6 Tel: / northernregion@ncc.org.zm southernregion@ncc.org.zm centralregion@ncc.org.zm Fax: / APPLICATION FORM FOR RENEWAL OF REGISTRATION [In terms of the National Council for Construction Act No. 13 of 2003 of the Laws of Zambia] INSTRUCTIONS TO APPLICANTS THIS FORM SHOULD NOT BE SOLD a) Please fill in the form completely as provided and bind it before submission. Print clearly using ink. Incomplete and unbound forms will not be processed b) All Applicable Fees Must be Paid Directly to the National Council for Construction through its Bank accounts as provided herein c) All applicable fees paid to the NCC are Non-refundable and Non-transferable. Electronic Bank transfers will only be receipted after two days from the date the transfer is effected and upon confirmation that the transfer has been cleared. d) Attach a separate sheet where space on the form is limited for additional information. e) Only additional information that was not earlier submitted should be provided and attached. f) All applicants for renewal should attach copies of the previous NCC Registration Certificate and PACRA Computer Printout for the current year. g) Copies of all certificates attached must be Certified True Copies and where applicable must be translated into English language. (Only certificates for additional personnel and equipment/assets not yet submitted should be attached). h) The penalty fee for late renewal is as follows: 25% of Annual registration fee after 14th January up to 31st January the current year; the subsequent months will attract a 2% cumulative increment. Contractors who do not intend to renew their certificate should notify the council between 1st October in the current year and 14th January the following year, failure to which a 100% annual fee will be charged for each year of non-renewal as penalty, at the time of the next renewal. The Council shall not waive penalties on any late renewal submissions. i) All Applications that have not been renewed for two or more years will be subjected to first registration re-assessment, regardless of having notified the Council. This re-assessment may result in downgrading to a grade which the Council will deem appropriate. j) One of the Directors of all construction companies to have attained formal training in a construction field except for Grade 6 applications k) Applications should be submitted directly to the National Council for Construction offices l) Ensure that your application for EXPRESS REGISTRATION is approved by NCC before Express registration fees are paid COMPANY NAME: FOR OFFICIAL USE ONLY Date Application Form Received : Classification: Registration Approved for Grade : Category : Date : Mining Category : Application Not Approved due to : Remarks Approved by: (Name) Signature:..

2 COMPANY DETAILS 1.0 Trading Name (if different) PACRA Registration No.: NCC Certificate Serial No. 1.3 Registered Office Address:- Physical Postal Tel No/s:... Fax No... Mobile Phone No./s Branch Office/s Address/s in/or outside Zambia (if different):- Physical. Postal Tel no/s: Fax No Description of business / contracting activities as per PACRA registration: 1.6 Shareholders, Directors, Managers, Partners of firms whose signatures will carry authority in decision making matters. Attach a PACRA computer printout. Status (Citizen Share- Academic Passport No. / Qualification Name Position / Resident / holding NRC No. Non-resident) (%) 1

3 1.7 HUMAN RESOURCES DETAILS PERMANENTLY EMPLOYED STAFF AS AT DECEMBER 2016 Technical Staff Artisans Unskilled Total Permanent Male Female Total Male Female Total Male Female Total Staff TECHNICAL STAFF EMPLOYED DURING 2016 No Name Profession Qualification Position Terms of Employment Years with Firm * Include only technically qualified people e.g. Engineers, Architects, Quantity Surveyors, Technicians etc UNSKILLED LABOURERS EMPLOYED DURING 2016 No of Persons No of Days Average daily Wage WORK OPPORTUNITIES DURING 2016 Did your Company carry out any works in Zambia during 2015? Yes No Type of Client Government Private Sector Other No of bids submitted during 2016 Tenders Awarded to your Company during 2016 Main reasons for not being Awarded..... Did your Company carry out any works outside Zambia during 2016 Yes No No Country Type of Project Client Duration Value of Contract How did you acquire the Contract in a foreign country? Open Tendering, Direct Award by Client, Other.. Specify 2

4 1.7.5 OCCUPATIONAL HEALTH AND SAFETY (OHS) Does Your Company have an OHS Policy? Y N Do you have a designated Safety Officer in your Company Y N If yes what are his/ her qualifications:.. Do you have Safety Procedures in Place in each Site Y N Do you provide OHS Training to your Staff Y N If YES how Frequently Weekly Monthly Quarterly Annually ACCIDENTS : Number and Type of accidents during 2016 No. Accident Description Causes of the Accident Type of Accident (Tick as necessary) Fatal Serious Minor HIV / AIDS Have any of your staff been inffected by HIV / AIDS? Y N If Yes, How many? MALE., FEMALE Do you provide HIV awareness Training on site Y N In your opinion what measures should be taken to improve Occupational Health and Safety in Construction Sites.... 3

5 1.7.6 PLANT AND EQUIPMENT* PLANT AND EQUIPMENT ACQUIRED DURING 2016 Year Condition in which No MAKE TYPE REG No of Acquired** SUPPLIER S NAME AND ADDRESS Manuf. New Used * Include only major construction equipment e.g. Grader, Roller(Soil & Pavement), Bulldozer, Excavator, Wheel loader, Track loader, Asphalt Paver, Chip Spreader, Bitumen Sprayer, Tower Cranes, Batch Plant, Concrete Pump etc. Do not include Tippers, Supervision vehicles, mixers et ** New = Plant was bought brand new, Used= Plant was bought second hand 4

6 PLANT AND EQUIPMENT LEASED DURING 2016* No Condition** Rate of Hire Total Source of Equipment Per Day expenditure in Supplier Name & District TYPE Good Fair Poor (ZMW) Hiring (ZMW) Contact Detail * Include only major construction equipment e.g. Grader, Roller(Soil & Pavement), Bulldozer, Excavator, Wheel loader, Truck loader, Asphalt Paver, Chip Spreader, Bitumen Sprayer, Tower Cranes, Batch Plant, Concrete Pump etc. Do not include Tippers, Supervision vehicles, mixers etc. ** Good = Working & Well Serviced, Fair = Working but needs minor repairs, Poor = Not working /in need of Major Repairs or Overhaul 5

7 PROJECTS EXECUTED IN 2016 How many projects did your firm execute in 2016?.. Indicate Numbers and Type of Projects executed during 2016 Type of Project Building Civil Roads and Earthworks Electrical Mechanical Mining Specialists Number of projects Total Value of projects (ZMW)

8 1.7.7 PROBLEMS ENCOUNTERED DURING 2016 The construction industry is facing several problems. Listed below are some of the generic problems. For each of them indicate the degree to which the problem affects your Company (by a tick) using a 3-point scale where (3) means Serious and (1) indicates least Serious. You can add any problem that is not indicated in the Remarks Section and mark it accordingly. Problem Area 1 Work opportunity Remarks Type of problem Stiff competition / few work opportunities Difficult bid / Tender conditions Corruption, Favoritism, Bureaucracy in Procurement Contract Administration / Supervision by Client Measurement Scale Skilled Personnel Remarks Available but difficult to keep during idle times Demand too high salaries/ no ability to pay Lack of adequate skills at technical level ` 3 Finance Remarks Limited/ small capital base Delays in payment from clients Difficult in accessing loans/ credit facility 4 Equipment Remarks Not readily available /high hire rates Insufficient plant hire facilities Lack of Plant and Equipment Management Skills Poor condition of hired equipment Lack of Servicing Facilities / Spares No ability to purchase 5 Materials Remarks High price Low quality High taxes for imported materials Not available (Specify in the Remarks Section) 7

9 1.7.8 YOUR SUGGESSTIONS TO THE COUNCIL ON IMPROVING THE PERFOMANCE OF THE CONSTRUCTION INDUSTRY GRADE AND CATEGORY OF CONSTRUCTION ACTIVITIES b) Indicate the Grade and Category of Construction in which you have been registered. Please fill in the Boxes below GRADE (1,2,3,4,5 or 6) CATEGORY (B,C,E,R, M, ME or S) MINING SERVICES (Specify Sub-Category in Full) SPECIALIST WORKS (Specify Specialist Category in Full) A or B (Sa, to Sx) 8

10 1.8.0 DECLARATION BY THE APPLICANT I/We declare that all the particulars and information provided in this application are complete, correct and true and I/we agree that in the event that any of the said particulars and information provided is found to be untrue or fraudulent, registration as a contractor with the National Council for Construction will be terminated. I/We agree that in the event of revocation of registration any registration fee paid to the National Council for Construction shall be forfeited. I/We declare that in the event that the nature of my/our business changes and/or I/we no longer carry out operations in terms of our registration as a contractor I/we will notify the National Council for Construction in which case my/our registration may be revoked or our classification grade and categorisation as a contractor may be revised. I/We declare that the premises that I/we occupy, the plant, vehicles and equipment that we own, hire or lease and our staffing levels are suitable to carry out construction works in the works category and classification grade selected by us. I/We declare not to offer any bribe(s) or any form of inducement prior, during or after registration, tendering and contract execution. I/We will not permit anyone (employee, company representative or agent) to do so on our behalf. Declared at...this. day of by the following, persons who are duly authorised to sign for and on behalf of the applicant under the authority of the Power of Attorney or Board Resolution which is hereby attached. Authorized signatory by power of attorney: Name (Print) Signature Title/Designation Witnessed by: Name (Print) Signature Title/Designation Before me:... Commissioner of Oaths/Notary Public 9

11 FEE STRUCTURE FOR FOREIGN COMPANIES APPENDIX I CLASSIFICATION GRADE > 1 2 Application Form FREE FREE Annual Registration Fee K100, K75, Express Registration Fee K200, K150, FEE STRUCTURE FOR ZAMBIAN COMPANIES CLASSIFICATION GRADE > Application Form FREE FREE FREE FREE FREE FREE Annual Registration Fee Express Registration Fee K15, K11, K7, K1, K K K31, K23, K15, K3, K1, K1, FEE STRUCTURE FOR FOREIGN SPECIALIST CONTRACTORS FEE STRUCTURE FOR LOCAL SPECIALIST CONTRACTORS A A B Registration Fees K100, K 7, , Express K200, K 15, K 3, Ensure that your application for EXPRESS registration is approved by NCC before Express registration fees are paid BANK DETAILS BARCLAYS BANK FINANCE BANK Branch: Longacres Branch: Lusaka Corporate Account Name: National Council for Construction Account Name: National Council for Construction Account No: Account No: Swift code: BARCZMLXXXX Swift code: ZFBAZMLU 10

12 PENALTY AND RENEWAL FEES FOR LATE RENEWAL APPLICATIONS ZAMBIAN CONTRACTORS A B ZMW ZMW ZMW ZMW ZMW ZMW ZMW ZMW 25% 19, , , , , , , % 19, , , , , , , % 19, , , , , , , % 20, , , , , , , % 20, , , , , , , % 20, , , , , , , % 21, , , , , , , % 21, , , , , , , % 21, , , , , , , % 22, , , , , , , % 22, , , , , , , % 22, , , , , , , FOREIGN CONTRACTORS 1 2 A ZMW ZMW ZMW 25% 125, , , % 127, , , % 129, , , % 131, , , % 133, , , % 135, , , % 137, , , % 139, , , % 141, , , % 143, , , % 145, , , % 147, , , CHECKLISTS / DOCUMENTS TO ATTACH RENEWAL SCRUTINY CHECKLISTS FOR ALL GRADES 1 NCC Receipts for all payments GRAGE 1 TO 6 2 Current/Previous NCC Certificate copy 3 Proof of Ownership of Additional Assets and Certificates/Ref/CVs/ Prof. registration for Additional technical employees 4 Current PACRA Computer Print-out (Shareholding Structure) 5 All Copies to be Certified as True 6 Declaration to be signed by the director, the witness and the Commissioner of Oaths (Page 9) 11